Fiduciary Essentials® for Advisors (FEA) is a self-paced, customizable online training program that provides advisors with a foundation of fiduciary education. The program focuses on the fiduciary roles and responsibilities of advisors managing qualified retirement plan programs and individual retirement accounts.

1. Challenges Addressed
Scaling advisor practices through automation of investment policy statement (IPS) creation
and plan/account monitoring; ultimately allowing advisors and associated support staff to
manage more business with the same headcount.
Liability mitigation via defined workflows, standardized IPSs/watch-lists, and documentation of
activities and decisions.
Improved oversight (advisor and managerial levels) significantly reducing manual compliance
tasks; as well as potentially reducing the need to hire additional resources in lieu of the new
DOL rule.
Business development support from leverage of documented fiduciary practices with new clients.
Fiduciary Focus Toolkit™
Designed to be advisor enabling and support home-office demands, fi360’s
Fiduciary Focus ToolkitTM
helps advisors Organize, Formalize, Implement, and
Monitor a prudent fiduciary process. Further, it helps those in oversight roles
ensure advisor activities comply with the company’s prudent practice policies.
More Information:
www.fi360.com/demo
(866) 390-5080 sales@fi360.com www.fi360.com© 2016 fi360, Inc.All rights Reserved
Stephen Rischall, CRPC ®
– 1080 Financial Group
“fi360’s Fiduciary Focus Toolkit brings smart(er) technology
into the fiduciary decision making process”

2. Conduct engaging, impactful meetings
utilizing an interactive monitoring report
that integrates directly with your client’s IPS.
Minimize fiduciary liability by documenting
your review process and identifying clients
without a completed report.
Monitoring Reports that Lead to Action
Structured yet customizable IPS templates
give you the ability to confidently create
your own process.This results in a
consistent and systematic IPS workflow
with no manual edits in MS Word required.
Every client IPS is tracked to document
due diligence and to preserve historical
decisions.
Customizable IPS Templates
Automatically track and document the
investments on your watch list based
on the criteria assigned in your client’s
IPS. Customize the watch list criteria
for each investment type (active,
passive,TDF, money market/stable
value).
Watch List Monitoring
Compelling Features
(866) 390-5080 sales@fi360.com www.fi360.com© 2016 fi360, Inc.All rights Reserved