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Forests, trees and agroforestry:
What role in food security and
nutrition?
Terry Sunderland
CGIAR Nutrition and food safety workshop
Lusaka, Zambia
20th January 2014
THINKING beyond the canopy
FTA Conceptual framework
and components

THINKING beyond the canopy
Themes
System	
  Level	
  Outcomes	
  (SLOs)	
  
Intermediate	
  Development	
  Outcomes	
  (IDOs)	
  
Theme 1
Smallholder	
  
produc.on	
  
systems	
  and	
  
markets	
  

Theme 2
Management	
  
and	
  
conserva.on	
  
of	
  forests	
  and	
  
trees	
  

Theme 3
Landscape	
  
management,	
  
biodiversity	
  
conserva.on,	
  
ecosystem	
  
services	
  and	
  
livelihoods	
  

Theme 4

Theme 5

Climate	
  
change	
  
adapta.on	
  
and	
  
mi.ga.on	
  

Impacts	
  of	
  
trade	
  and	
  
investment	
  

Cross-cutting themes:
Gender
Communications
Sentinel Landscapes
Monitoring, Evaluation and Impact Assessment
THINKING beyond the canopy
Objectives
•  Enhancing the management and use of
forests, agroforestry and tree genetic
resources across the landscape from forests
to farms

500 Million ha
open/fragmented forests

1.3 Billion ha
of closed forests

THINKING beyond the canopy
Forests, food security and nutrition
•  One billion+ people rely on forest
products for nutrition and income in
some way
•  Forested landscapes provide important
safety-net during times of food insecurity
•  Wild harvested meat provides 30-50% of
protein intake for many rural
communities
•  75% of world’s population rely on
biodiversity for primary health care
•  40% of global food production comes
from diverse small-holder agricultural
systems in multi-functional landscapes
•  Long tradition of managing forests for
food
•  Forests sustaining agriculture:
ecosystem services provision
THINKING beyond the canopy
CIFOR’s food security research
•  Rooted in historical
research on NTFPs /
landscapes
•  Funded projects
•  Publications
•  Conference attendance and
scientific dissemination
•  Blogs and media coverage
•  Close collaboration with
range of partners
•  Emerging team of in-house
specialists
THINKING beyond the canopy
New food security projects
•  The new agrarian change? Land sparing and land sharing
in (Sentinel) landscapes (DfID/USAID)
•  Nutrition and trees in Sub-Saharan Africa: a comparative
regional analysis (DfID/USAID)
•  Agro-industrial expansion and impacts of the food security
of forest dependent livelihoods (DfID)
•  Nutritional and ecological benefits of forest and tree cover
on vegetable collection, production and consumption in
semi-arid areas: Ethiopia and Burkina Faso (ADA)
•  Systematic review: Forests sustaining agriculture - the
contribution of forest-based ecosystem services to
agricultural production (DfID)
•  Integrated Research in Development to improve
Livelihoods in Northern Province, Zambia (Irish Aid, with
World Fish)
•  Ca. US$2.5 million project portfolio
THINKING beyond the canopy
Hypothesis: Trees and Forests are important
for dietary quality (dietary diversity)
§ Collection of nutritious NTFPs
§ Farming mosaics may
promote more diverse diets
§ Agroforestry and fruit
production
§ Ecosystem services of forests
for agriculture
§  Availability of fuel wood
§ May provide ‘back up’ foods
for lean season
THINKING beyond the canopy
Some implications, if true

•  Forests may be relevant for food security/
nutrition discussion not only because of potential
conflicts with another SLO, but because might be
of direct importance to nutrition as well
•  Choices that are framed as food security/
nutrition or conservation are more complex
(especially relevant for govt policy)
THINKING beyond the canopy
Is there evidence?

§  Several	
  recent	
  papers	
  discussing	
  some	
  of	
  these	
  plausible links
(Colfer et al., 2005; Vinceti et al., 2008; Arnold et al., 2011),
but	
  li=le	
  data	
  to	
  support
§  Recent paper by Johnson et al. (2013) finds that net forest
loss associated with less dietary diversity in Malawi	
  
§  Also, it is plausible that there might be a negative association 	
  

	
  

THINKING beyond the canopy
Testing the hypothesis
•  Study using DHS data from
21 countries integrated with
GIS data on % tree cover to
estimate the relationship
between tree cover and child
nutrition indicators (Ickowitz,
Powell, Salim, Sunderland,
under review)
•  CIFOR project collecting
dietary intake information
from mothers and children in
study sites in 5 African
countries
THINKING beyond the canopy
Study using DHS data
We Integrate:
•  nutrition data from Demographic Health
Surveys
with
•  % tree cover data from GLCF (2003 and 2010
MODIS data at 250 m resolution)
(as well as other sources for other controls)

to investigate whether there is a statistically
significant relationship between indicators of
dietary quality and tree cover
THINKING beyond the canopy
Sample: about 93,000 children between ages 13
and 59 months in over 9,500 communities
(21 countries )

THINKING beyond the canopy
Regressions
•  3 Dependent Variables:
DDS; Fruit & Vegetable consn; Animal
Source Food consn
•  Independent Variables:
Ø 
Ø 
Ø 
Ø 
Ø 
Ø 
Ø 
Ø 
Ø 
Ø 
Ø 
Ø 
Ø 
Ø 

% Tree Cover and % Tree Cover2
Mother’s education
Father’s education
Wealth Index
Rural Dummy
Child age & age2 & age3
Distance to Rd
Distance to closest city of 10,000
Aridity Index
Elevation
Sex of child
Currently breastfeeding
Month of interview
Country dummy
THINKING beyond the canopy
Results

•  There is a statistically significant positive relationship between
% tree cover and Dietary Diversity (as proxied by DDS)
•  Fruit and Vegetable Consumption first increases and then
decreases with tree cover (peak tree cover is about 45%)
•  There is no statistically significant relationship between tree
cover and Animal Source Foods
THINKING beyond the canopy
Where are we now?
•  The results of the DHS
study give an indication
that there are interesting
relationships, but are far
from offering an
explanation
•  DHS data are coarse
•  The GIS data don’t tell
us the kinds of trees
•  Data can’t explain WHY
children in areas with
more trees have more
THINKING beyond the canopy
Publications & dissemination 2013
DISCUSSION PAPER

Food security and nutrition
The role of forests
Terry Sunderland
Bronwen Powell
Amy Ickowitz
Samson Foli
Miguel Pinedo-Vasquez
Robert Nasi
Christine Padoch

•  Discussion Paper: summary of
CIFOR’s strategy and approach
•  Three expert papers for FAO in
advance of Food Security
Conference (May)
•  Paper on relationship between
tree cover and nutrition in Africa
(Global Environmental Change)
•  Special issue Unasylva
•  Eight CIFOR blogs, Twitter,
Reuters, Voice of America radio,
Mongabay & other media
coverage
THINKING beyond the canopy
Meetings and conferences
•  FAO, Forests and Food
Security (May)
•  Leverhulme Conference on
Integrated Nutrition and Health
(June)
•  UNEP: African Food Security
and Adaptation (August)
•  International Congress for
Nutrition (August)
•  CGIAR Science Forum on
Food Security and Nutrition
(September)
•  First global food security
conference, Holland (Sept/Oct)
THINKING beyond the canopy
Partnerships
•  ICRAF, Bioversity = FTA
•  Engagement with CRP4
on flagship “Nutritionsensitive landscapes”
•  Emerging partners (e.g.
HEAL)
•  USAID’s food security
bureau
•  World Fish (CRP on
AAS)
•  IUFRO Global Forest
Expert Panel on food
security and nutrition
THINKING beyond the canopy
Influencing the
agenda?
Forests and trees outside forests
are essential for global food security
and nutrition
Summary of the International Conference on Forests for Food Security and Nutrition
FAO headquarters, Rome, Italy, 13–15 May 2013

THINKING beyond the canopy
Read more…

Available on line: http://dx.doi.org/10.1016/j.gloenvcha.2013.12.001

THINKING beyond the canopy
New approaches for integrating
agriculture and NRM?

•  “Eco-agriculture” (Scherr and McNeely 2006)
•  “Agroecology is complimentary to conventional
agriculture and needs scaling up” (United Nations
2011)
•  “New agriculture needed…” (UNDP 2011)
•  “Agro-ecological approach” (World Bank 2011)
•  “Integrated management of biodiversity for food and
agriculture” (FAO 2011)
THINKING beyond the canopy
Thank you!
The Center for International Forestry Research (CIFOR)
is one of the 15 centres supported by the Consultative
Group on International Agricultural Research (CGIAR)

www.cifor.cgiar.org

THINKING beyond the canopy
THINKING beyond the canopy

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Forests, trees and agroforestry: What role in food security and nutrition?

  • 1. Forests, trees and agroforestry: What role in food security and nutrition? Terry Sunderland CGIAR Nutrition and food safety workshop Lusaka, Zambia 20th January 2014 THINKING beyond the canopy
  • 2. FTA Conceptual framework and components THINKING beyond the canopy
  • 3. Themes System  Level  Outcomes  (SLOs)   Intermediate  Development  Outcomes  (IDOs)   Theme 1 Smallholder   produc.on   systems  and   markets   Theme 2 Management   and   conserva.on   of  forests  and   trees   Theme 3 Landscape   management,   biodiversity   conserva.on,   ecosystem   services  and   livelihoods   Theme 4 Theme 5 Climate   change   adapta.on   and   mi.ga.on   Impacts  of   trade  and   investment   Cross-cutting themes: Gender Communications Sentinel Landscapes Monitoring, Evaluation and Impact Assessment THINKING beyond the canopy
  • 4. Objectives •  Enhancing the management and use of forests, agroforestry and tree genetic resources across the landscape from forests to farms 500 Million ha open/fragmented forests 1.3 Billion ha of closed forests THINKING beyond the canopy
  • 5. Forests, food security and nutrition •  One billion+ people rely on forest products for nutrition and income in some way •  Forested landscapes provide important safety-net during times of food insecurity •  Wild harvested meat provides 30-50% of protein intake for many rural communities •  75% of world’s population rely on biodiversity for primary health care •  40% of global food production comes from diverse small-holder agricultural systems in multi-functional landscapes •  Long tradition of managing forests for food •  Forests sustaining agriculture: ecosystem services provision THINKING beyond the canopy
  • 6. CIFOR’s food security research •  Rooted in historical research on NTFPs / landscapes •  Funded projects •  Publications •  Conference attendance and scientific dissemination •  Blogs and media coverage •  Close collaboration with range of partners •  Emerging team of in-house specialists THINKING beyond the canopy
  • 7. New food security projects •  The new agrarian change? Land sparing and land sharing in (Sentinel) landscapes (DfID/USAID) •  Nutrition and trees in Sub-Saharan Africa: a comparative regional analysis (DfID/USAID) •  Agro-industrial expansion and impacts of the food security of forest dependent livelihoods (DfID) •  Nutritional and ecological benefits of forest and tree cover on vegetable collection, production and consumption in semi-arid areas: Ethiopia and Burkina Faso (ADA) •  Systematic review: Forests sustaining agriculture - the contribution of forest-based ecosystem services to agricultural production (DfID) •  Integrated Research in Development to improve Livelihoods in Northern Province, Zambia (Irish Aid, with World Fish) •  Ca. US$2.5 million project portfolio THINKING beyond the canopy
  • 8. Hypothesis: Trees and Forests are important for dietary quality (dietary diversity) § Collection of nutritious NTFPs § Farming mosaics may promote more diverse diets § Agroforestry and fruit production § Ecosystem services of forests for agriculture §  Availability of fuel wood § May provide ‘back up’ foods for lean season THINKING beyond the canopy
  • 9. Some implications, if true •  Forests may be relevant for food security/ nutrition discussion not only because of potential conflicts with another SLO, but because might be of direct importance to nutrition as well •  Choices that are framed as food security/ nutrition or conservation are more complex (especially relevant for govt policy) THINKING beyond the canopy
  • 10. Is there evidence? §  Several  recent  papers  discussing  some  of  these  plausible links (Colfer et al., 2005; Vinceti et al., 2008; Arnold et al., 2011), but  li=le  data  to  support §  Recent paper by Johnson et al. (2013) finds that net forest loss associated with less dietary diversity in Malawi   §  Also, it is plausible that there might be a negative association     THINKING beyond the canopy
  • 11. Testing the hypothesis •  Study using DHS data from 21 countries integrated with GIS data on % tree cover to estimate the relationship between tree cover and child nutrition indicators (Ickowitz, Powell, Salim, Sunderland, under review) •  CIFOR project collecting dietary intake information from mothers and children in study sites in 5 African countries THINKING beyond the canopy
  • 12. Study using DHS data We Integrate: •  nutrition data from Demographic Health Surveys with •  % tree cover data from GLCF (2003 and 2010 MODIS data at 250 m resolution) (as well as other sources for other controls) to investigate whether there is a statistically significant relationship between indicators of dietary quality and tree cover THINKING beyond the canopy
  • 13. Sample: about 93,000 children between ages 13 and 59 months in over 9,500 communities (21 countries ) THINKING beyond the canopy
  • 14. Regressions •  3 Dependent Variables: DDS; Fruit & Vegetable consn; Animal Source Food consn •  Independent Variables: Ø  Ø  Ø  Ø  Ø  Ø  Ø  Ø  Ø  Ø  Ø  Ø  Ø  Ø  % Tree Cover and % Tree Cover2 Mother’s education Father’s education Wealth Index Rural Dummy Child age & age2 & age3 Distance to Rd Distance to closest city of 10,000 Aridity Index Elevation Sex of child Currently breastfeeding Month of interview Country dummy THINKING beyond the canopy
  • 15. Results •  There is a statistically significant positive relationship between % tree cover and Dietary Diversity (as proxied by DDS) •  Fruit and Vegetable Consumption first increases and then decreases with tree cover (peak tree cover is about 45%) •  There is no statistically significant relationship between tree cover and Animal Source Foods THINKING beyond the canopy
  • 16. Where are we now? •  The results of the DHS study give an indication that there are interesting relationships, but are far from offering an explanation •  DHS data are coarse •  The GIS data don’t tell us the kinds of trees •  Data can’t explain WHY children in areas with more trees have more THINKING beyond the canopy
  • 17. Publications & dissemination 2013 DISCUSSION PAPER Food security and nutrition The role of forests Terry Sunderland Bronwen Powell Amy Ickowitz Samson Foli Miguel Pinedo-Vasquez Robert Nasi Christine Padoch •  Discussion Paper: summary of CIFOR’s strategy and approach •  Three expert papers for FAO in advance of Food Security Conference (May) •  Paper on relationship between tree cover and nutrition in Africa (Global Environmental Change) •  Special issue Unasylva •  Eight CIFOR blogs, Twitter, Reuters, Voice of America radio, Mongabay & other media coverage THINKING beyond the canopy
  • 18. Meetings and conferences •  FAO, Forests and Food Security (May) •  Leverhulme Conference on Integrated Nutrition and Health (June) •  UNEP: African Food Security and Adaptation (August) •  International Congress for Nutrition (August) •  CGIAR Science Forum on Food Security and Nutrition (September) •  First global food security conference, Holland (Sept/Oct) THINKING beyond the canopy
  • 19. Partnerships •  ICRAF, Bioversity = FTA •  Engagement with CRP4 on flagship “Nutritionsensitive landscapes” •  Emerging partners (e.g. HEAL) •  USAID’s food security bureau •  World Fish (CRP on AAS) •  IUFRO Global Forest Expert Panel on food security and nutrition THINKING beyond the canopy
  • 20. Influencing the agenda? Forests and trees outside forests are essential for global food security and nutrition Summary of the International Conference on Forests for Food Security and Nutrition FAO headquarters, Rome, Italy, 13–15 May 2013 THINKING beyond the canopy
  • 21. Read more… Available on line: http://dx.doi.org/10.1016/j.gloenvcha.2013.12.001 THINKING beyond the canopy
  • 22. New approaches for integrating agriculture and NRM? •  “Eco-agriculture” (Scherr and McNeely 2006) •  “Agroecology is complimentary to conventional agriculture and needs scaling up” (United Nations 2011) •  “New agriculture needed…” (UNDP 2011) •  “Agro-ecological approach” (World Bank 2011) •  “Integrated management of biodiversity for food and agriculture” (FAO 2011) THINKING beyond the canopy
  • 23. Thank you! The Center for International Forestry Research (CIFOR) is one of the 15 centres supported by the Consultative Group on International Agricultural Research (CGIAR) www.cifor.cgiar.org THINKING beyond the canopy THINKING beyond the canopy