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The REDD+ Policy Arena: where are
the bridges and brokers ?
GCS-M1 and ASFCC
Forest Asia Summit
Jakarta, 5 May 2014
Outline
Introduction-background
Cross level information exchange
Cross sector coordination
Information exchange across
actors in policy arena
Discussion and Conclusion
Introduction: REDD+, stakeholders
and relationships
REDD+ = a wicked problem
• REDD+  improving forest
governance
• ReformsMulti-
stakeholder processes 
more consultations
more info exchange?
THINKING beyond the canopy
REDD+ and Information
• Brockhaus and Angelsen (2012: 26) note that
“the collection and sharing of data and
information are the nuts and bolts of the
REDD+ mechanism.”
• Requiring effective integration of both local
and national forest policies and
institutions, REDD+ is inherently a multi-
level, cross-scale enterprise (Korhonen-
Kurki, et al., 2012).
Cross scale information flow
Example:
Moeliono et al. 2014. Information Networks
and Power: Confronting the "Wicked
Problem" of REDD+ in Indonesia
and Gallemore et al. 2014. Discursive
barriers and cross-scale forest governance
in Central Kalimantan, Indonesia
THINKING beyond the canopy
Influence and cross-scale information flows
Cross-scale information brokerage
THINKING beyond the canopy
However
• State actors are the most powerful actors connecting across scales.
• But International NGOs have important brokerage roles (but are not
very powerful)
 Domestic non-state actors do not have the capacity to act a brokers
across scales
 Control of central and provincial state actors also provide them with
a responsibility to make sure that information is disseminated to
non-state actors
Across sectors
Example:
Pham et al. Integration of
adaptation and mitigation in
climate change and forest policies
in Indonesia and Vietnam. Under
review.
THINKING beyond the canopy
Mitigation and Adaptation synergies
• Need for coherent policies is recognized
• Many actors in the REDD+ policy arena in
both Vietnam and Indonesia recognize that
REDD+ is also likely to help coping and
adaptating to climate change
• Policies are in place
THINKING beyond the canopy
Mitigation and Adaptation Policies
Indonesia Vietnam
Adaptation National Adaptation Strategy 2003.
Indonesia’s Climate Change Adaptation Programme
(ICCAP).
Law Number 24 Year 2007 on Disaster Management.
Action Plan Framework for
Adaptation to Climate Change in the
Agriculture and Rural Development
Sector, period 2008-2020.
Mitigation National REDD+ strategy.
Green Paper on its Economic and Fiscal Policy
Strategies for Climate Change Mitigation outlining the
Government’s fiscal and economic policies for
emissions reductions, carbon finance, and institutional
strengthening.
National Payment for Forest.
Environmental Services (PFES):
Decree 99.
National REDD+ Program.
Both
adaptation and
mitigation
National Action Plan Addressing Climate Change
(RAN-PI) 2007.
Indonesia Climate Change Sectoral Roadmap 2010.
National Strategy for Environmental
Protection .
National Target Program (NTP) to
Respond to Climate Change.
Action Plan for Adaptation and
Mitigation.
Decision No. 2139 on the National
Climate Change Strategy.
THINKING beyond the canopy
However:
• There is no clear guidance and emphasis to integrate adaptation and
mitigation in existing policies.
• Adaptation and mitigation are rarely addressed jointly because
– political priorities favoring one approach or the other,
– competition and weak coordination among government agencies
– low uptake of national political commitments on adaptation and
mitigation at the local level.
– Different funding streams
Information exchange
among policy actors
Example:
Moeliono et al. 2013. REDD+ and
policy networks in Indonesia
Moeliono et al. 2014. Information
Networks and Power: Confronting
the "Wicked Problem" of
REDD+ in Indonesia
THINKING beyond the canopy
Reciprocal Information Exchange
4 distinct clusters with One bridge
Homophily strongest in national government cluster
THINKING beyond the canopy
Has information been exchanged?
THINKING beyond the canopy
And who is missing?
• Only two actors of the private sector visible. Who are they?
– palm oil and mining companies whose activities continue to lead
to deforestation and forest degradation,
– Companies who are pursuing business as usual;
– green strategists, who have developed environmentally friendly
programs as part of corporate social responsibility strategies;
– carbon money makers, who seek opportunities in the carbon
market; or
– consultants, who provide advice on how to build and work with
REDD+.
THINKING beyond the canopy
Discussion
All actors exchange information 
workshops, meetings on REDD+, as well
as funding  opportunities to build
networks
Prominence of government agencies 
influence?
• Homophily  Organizations not aware of
each other, or not considered important, or
no respect ???
Discussion (2)
Challenges:
• Different funding streams for each sector and
or actor
• Talking and discussions plenty but not realized
in actions
• Progress at national level  local level?
THINKING beyond the canopy
Conclusion
• There is progress: one map
policy, moratorium, institutions
But
• When information exchange is mostly
within actor groups, can collaboration
exist?
• Transformational Change?? Not quite, due
to stickiness of institutions and the
resistance to deal with the basic problems
THINKING beyond the canopy
Acknowledgments
The here presented research is part of the policy component of CIFOR’s global
comparative study on REDD (GCS) http://www.forestsclimatechange.org/global-
comparative-study-on-redd.html, led by Maria Brockhaus.
The methods applied in this study build on work undertaken in COMPON (‘Comparing
Climate Change Policy Networks’, http://compon.org/), led by Jeffrey Broadbent and
financially supported by the National Science Foundation (NSF). Monica Di Gregorio and
Maria Brockhaus adapted the COMPON research ‘Protocol for Policy Network Analysis’.
Funding for CIFOR’s research was provided the Norwegian Agency for Development
Cooperation, the Australian Agency for International Development, the UK Department
for International Development, the European Commission, the Ministry for Foreign
Affairs of Finland, the David and Lucile Packard Foundation, the Program on Forests, and
the US Agency for International Development.
 The REDD+ Policy Arena: where are the bridges and brokers ?

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The REDD+ Policy Arena: where are the bridges and brokers ?

  • 1. The REDD+ Policy Arena: where are the bridges and brokers ? GCS-M1 and ASFCC Forest Asia Summit Jakarta, 5 May 2014
  • 2. Outline Introduction-background Cross level information exchange Cross sector coordination Information exchange across actors in policy arena Discussion and Conclusion
  • 3. Introduction: REDD+, stakeholders and relationships REDD+ = a wicked problem • REDD+  improving forest governance • ReformsMulti- stakeholder processes  more consultations more info exchange?
  • 4. THINKING beyond the canopy REDD+ and Information • Brockhaus and Angelsen (2012: 26) note that “the collection and sharing of data and information are the nuts and bolts of the REDD+ mechanism.” • Requiring effective integration of both local and national forest policies and institutions, REDD+ is inherently a multi- level, cross-scale enterprise (Korhonen- Kurki, et al., 2012).
  • 6. Example: Moeliono et al. 2014. Information Networks and Power: Confronting the "Wicked Problem" of REDD+ in Indonesia and Gallemore et al. 2014. Discursive barriers and cross-scale forest governance in Central Kalimantan, Indonesia
  • 7. THINKING beyond the canopy Influence and cross-scale information flows
  • 9. THINKING beyond the canopy However • State actors are the most powerful actors connecting across scales. • But International NGOs have important brokerage roles (but are not very powerful)  Domestic non-state actors do not have the capacity to act a brokers across scales  Control of central and provincial state actors also provide them with a responsibility to make sure that information is disseminated to non-state actors
  • 11. Example: Pham et al. Integration of adaptation and mitigation in climate change and forest policies in Indonesia and Vietnam. Under review.
  • 12. THINKING beyond the canopy Mitigation and Adaptation synergies • Need for coherent policies is recognized • Many actors in the REDD+ policy arena in both Vietnam and Indonesia recognize that REDD+ is also likely to help coping and adaptating to climate change • Policies are in place
  • 13. THINKING beyond the canopy Mitigation and Adaptation Policies Indonesia Vietnam Adaptation National Adaptation Strategy 2003. Indonesia’s Climate Change Adaptation Programme (ICCAP). Law Number 24 Year 2007 on Disaster Management. Action Plan Framework for Adaptation to Climate Change in the Agriculture and Rural Development Sector, period 2008-2020. Mitigation National REDD+ strategy. Green Paper on its Economic and Fiscal Policy Strategies for Climate Change Mitigation outlining the Government’s fiscal and economic policies for emissions reductions, carbon finance, and institutional strengthening. National Payment for Forest. Environmental Services (PFES): Decree 99. National REDD+ Program. Both adaptation and mitigation National Action Plan Addressing Climate Change (RAN-PI) 2007. Indonesia Climate Change Sectoral Roadmap 2010. National Strategy for Environmental Protection . National Target Program (NTP) to Respond to Climate Change. Action Plan for Adaptation and Mitigation. Decision No. 2139 on the National Climate Change Strategy.
  • 14. THINKING beyond the canopy However: • There is no clear guidance and emphasis to integrate adaptation and mitigation in existing policies. • Adaptation and mitigation are rarely addressed jointly because – political priorities favoring one approach or the other, – competition and weak coordination among government agencies – low uptake of national political commitments on adaptation and mitigation at the local level. – Different funding streams
  • 16. Example: Moeliono et al. 2013. REDD+ and policy networks in Indonesia Moeliono et al. 2014. Information Networks and Power: Confronting the "Wicked Problem" of REDD+ in Indonesia
  • 17. THINKING beyond the canopy Reciprocal Information Exchange 4 distinct clusters with One bridge Homophily strongest in national government cluster
  • 18. THINKING beyond the canopy Has information been exchanged?
  • 19. THINKING beyond the canopy And who is missing? • Only two actors of the private sector visible. Who are they? – palm oil and mining companies whose activities continue to lead to deforestation and forest degradation, – Companies who are pursuing business as usual; – green strategists, who have developed environmentally friendly programs as part of corporate social responsibility strategies; – carbon money makers, who seek opportunities in the carbon market; or – consultants, who provide advice on how to build and work with REDD+.
  • 20. THINKING beyond the canopy Discussion All actors exchange information  workshops, meetings on REDD+, as well as funding  opportunities to build networks Prominence of government agencies  influence? • Homophily  Organizations not aware of each other, or not considered important, or no respect ???
  • 21. Discussion (2) Challenges: • Different funding streams for each sector and or actor • Talking and discussions plenty but not realized in actions • Progress at national level  local level?
  • 22. THINKING beyond the canopy Conclusion • There is progress: one map policy, moratorium, institutions But • When information exchange is mostly within actor groups, can collaboration exist? • Transformational Change?? Not quite, due to stickiness of institutions and the resistance to deal with the basic problems
  • 23. THINKING beyond the canopy Acknowledgments The here presented research is part of the policy component of CIFOR’s global comparative study on REDD (GCS) http://www.forestsclimatechange.org/global- comparative-study-on-redd.html, led by Maria Brockhaus. The methods applied in this study build on work undertaken in COMPON (‘Comparing Climate Change Policy Networks’, http://compon.org/), led by Jeffrey Broadbent and financially supported by the National Science Foundation (NSF). Monica Di Gregorio and Maria Brockhaus adapted the COMPON research ‘Protocol for Policy Network Analysis’. Funding for CIFOR’s research was provided the Norwegian Agency for Development Cooperation, the Australian Agency for International Development, the UK Department for International Development, the European Commission, the Ministry for Foreign Affairs of Finland, the David and Lucile Packard Foundation, the Program on Forests, and the US Agency for International Development.

Editor's Notes

  1. Nr of cluster: 8One 1 major cluster that links substantially (light orange) scales (REDD task force – KFCP)  otherwise cluster are scale specific.Central actors are MoF and REDD+ task Force at nat level, and KFCP and C Kalimantan Env. Office at provincial level  Dominance of State Actors.Env NGO national and local work (Climate justice umbrella -Civil society forum IMPORTANT for local NGOs to link to national. But they are peripheral in the policy network.(Influence is scale contextual: the perception of influence depends on the scale at which the question is asked; this is partially an artefact of normalizing by the number of respondents; it does seem to suggest influence is thought to be more evenly distribution in KT)
  2. Brokerage: actors that facilitate information flows across scale.4 key actors influential actors (1,2,6,7) are also key brokers (control info flows across scales).  very powerful in terms of controlling informationNon-state actors: FFI , Clinton Foundation and TNC  important brokers but has little influence in the policy domain.  they put a lot of efforts in working in specific provinces.State actors and Int. NGOs dominate mediation between scales in terms of info flow.Barriers to closer integration: competition in terms of control over decisions between national and local government actorsGovernor of Cent. Kalimantan ‘Single Commander’ for REDD+ in the Province  control over Districts (more autonomy legally, yet Province tries to reassert itself)Keep in mind that brokerage here is actually across GROUPS, not just across SCALES; brokerage is cross-scale only to the extent that the clustering algorithm captures scalar clusters.