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Optimizing Your DEBIs: Ways
 to Enhance the Success of
Evidence-Based Interventions
             Marlene Glassman, Ph.D.
           Prevention Research Branch
    Centers for Disease Control and Prevention

    National HIV Prevention Conference
              August 15, 2011
The findings and conclusions in
 this presentation are those of
      the author and do not
necessarily represent the views
           of the CDC
“If you don't know where you are going,
       any road will get you there.”

        Lewis Carroll
        Alice's Adventures in Wonderland
Optimization Requires an Inquiring
              Mind

• Where Do You Want To Go With Your
  DEBI?
• What Do You Want To Accomplish?
• What Else Do You Want To Know?
• How Will You Know It?
Why All the Questions?

               Accountability
• Board of Directors
• Funders (CDC, Congress)
• National HIV/AIDS Strategy
• Local elected officials
• Fiscal responsibility/taxpayers’
  money/competition for scarce resources
• CLIENTS
Key Questions
• Resources
• Client recruitment
• Characteristics of clients (did we reach target
  population?)
• Extent of client participation
• How intervention was delivered
                IMPLEMENTATION
• Client outcomes
IMPLEMENTATION
“Over the past decade, the science related to
developing and identifying ‘evidence-based
practices and programs’ has improved –
however, the science related to implementing
these programs with fidelity and good outcomes
for consumers lags far behind.”
              Dean L. Fixsen
              The National Implementation Research
              Network
              2005
How Can We Assess
      Implementation?

•   Operational research
•   Implementation research
•   Process monitoring
•   Process evaluation
Operational Research


The study of factors that affect the implementation
  of HIV prevention programs and the subsequent
           identification and assessment of
    recommendations to strengthen programs in
   order to reduce HIV/AIDS incidence, morbidity,
                      and mortality
Operational Research Questions
               Overriding Questions
• What factors affect the delivery of DEBIs by
  community-based organizations (CBOs)?
• What factors are associated with intervention
  success?
• How can implementation be improved so that
  more clients achieve the intended outcomes of
  the intervention?
Operational Research Questions

            More Specific Questions

• Do CBOs select appropriate DEBIs to meet the
  needs of their target populations?
• Do CBOs adapt DEBIs in accordance with CDC
  guidelines?
Implementation Research
              Questions
• Have DEBI facilitators received required training on the
  intervention?
• Do CBOs implement DEBIs in accordance with the
  protocol and core elements of the intervention?
• How do CBOs assess whether DEBIs are implemented
  according to the protocol and core elements of the
  intervention (quality assurance)?
• Do CBOs have/implement client recruitment and
  retention plans?
• Do CBOs have/implement monitoring and evaluation
  plans?
Process Monitoring Questions


• How many clients did we recruit?
• What are their characteristics (e.g., age,
  race, gender) and risk factors?
• How many clients completed all sessions?
  Less than half of the sessions? Only one
  session?
Process Evaluation Questions
• Did recruitment take place according to
  client recruitment and retention
  plan/SMART objectives?
• Did retention take place according to
  client recruitment and retention
  plan/SMART objectives?
• Are expenditures in line with projections
  and budget?
Outcome Monitoring Questions
  Outcomes depend on implementation: that’s
             what all the fuss is about!*
• Did clients achieve the immediate and behavior
  change outcomes identified in the DEBI’s
  monitoring and evaluation plan (e.g., immediate:
  increased knowledge and self-efficacy; behavior
  change: increase in correct condom use)?
• Were outcomes measured with appropriate
  instruments?
     *assumption that efficacy = effectiveness
What You Need to Answer
             Questions
• DEBI budget
• Behavior change logic model
• Protocol/curriculum with core elements
• Client recruitment and retention plan
• Monitoring and evaluation plan with SMART
  objectives and instruments to measure change
• Quality assurance plan (fidelity checklist to
  assess fidelity to core elements)
An Inquiring Mind

• Whether you perform operational research,
  implementation research, process monitoring, or
  process evaluation, maintain an inquiring mind
  and carry out activities to answer key
  implementation questions.

• Remember: without proper implementation you
  reduce the potential for clients to achieve
  optimal outcomes.
Summary Checklist

Trained facilitators and other staff; e.g., outreach
workers (client eligibility), supervisors (quality assurance)
Implementation according to intervention protocol and
core elements
SMART process and outcome objectives
 – Recruitment of target population
 – Retention of target population
 – Changes in clients
Financial oversight
Knowing Where You’ve Been Can
   Help You Change Direction
          (when needed)
“I haven't failed. I've just found
 10,000 ways that won't work.”
                Thomas Edison
For more information

Marlene Glassman
 mug7@cdc.gov
 404-639-1998

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Optimizing Your DEBIs: Ways to Enhance the Success of Evidence-Based Interventions

  • 1. Optimizing Your DEBIs: Ways to Enhance the Success of Evidence-Based Interventions Marlene Glassman, Ph.D. Prevention Research Branch Centers for Disease Control and Prevention National HIV Prevention Conference August 15, 2011
  • 2. The findings and conclusions in this presentation are those of the author and do not necessarily represent the views of the CDC
  • 3. “If you don't know where you are going, any road will get you there.” Lewis Carroll Alice's Adventures in Wonderland
  • 4. Optimization Requires an Inquiring Mind • Where Do You Want To Go With Your DEBI? • What Do You Want To Accomplish? • What Else Do You Want To Know? • How Will You Know It?
  • 5. Why All the Questions? Accountability • Board of Directors • Funders (CDC, Congress) • National HIV/AIDS Strategy • Local elected officials • Fiscal responsibility/taxpayers’ money/competition for scarce resources • CLIENTS
  • 6. Key Questions • Resources • Client recruitment • Characteristics of clients (did we reach target population?) • Extent of client participation • How intervention was delivered IMPLEMENTATION • Client outcomes
  • 7. IMPLEMENTATION “Over the past decade, the science related to developing and identifying ‘evidence-based practices and programs’ has improved – however, the science related to implementing these programs with fidelity and good outcomes for consumers lags far behind.” Dean L. Fixsen The National Implementation Research Network 2005
  • 8. How Can We Assess Implementation? • Operational research • Implementation research • Process monitoring • Process evaluation
  • 9. Operational Research The study of factors that affect the implementation of HIV prevention programs and the subsequent identification and assessment of recommendations to strengthen programs in order to reduce HIV/AIDS incidence, morbidity, and mortality
  • 10. Operational Research Questions Overriding Questions • What factors affect the delivery of DEBIs by community-based organizations (CBOs)? • What factors are associated with intervention success? • How can implementation be improved so that more clients achieve the intended outcomes of the intervention?
  • 11. Operational Research Questions More Specific Questions • Do CBOs select appropriate DEBIs to meet the needs of their target populations? • Do CBOs adapt DEBIs in accordance with CDC guidelines?
  • 12. Implementation Research Questions • Have DEBI facilitators received required training on the intervention? • Do CBOs implement DEBIs in accordance with the protocol and core elements of the intervention? • How do CBOs assess whether DEBIs are implemented according to the protocol and core elements of the intervention (quality assurance)? • Do CBOs have/implement client recruitment and retention plans? • Do CBOs have/implement monitoring and evaluation plans?
  • 13. Process Monitoring Questions • How many clients did we recruit? • What are their characteristics (e.g., age, race, gender) and risk factors? • How many clients completed all sessions? Less than half of the sessions? Only one session?
  • 14. Process Evaluation Questions • Did recruitment take place according to client recruitment and retention plan/SMART objectives? • Did retention take place according to client recruitment and retention plan/SMART objectives? • Are expenditures in line with projections and budget?
  • 15. Outcome Monitoring Questions Outcomes depend on implementation: that’s what all the fuss is about!* • Did clients achieve the immediate and behavior change outcomes identified in the DEBI’s monitoring and evaluation plan (e.g., immediate: increased knowledge and self-efficacy; behavior change: increase in correct condom use)? • Were outcomes measured with appropriate instruments? *assumption that efficacy = effectiveness
  • 16. What You Need to Answer Questions • DEBI budget • Behavior change logic model • Protocol/curriculum with core elements • Client recruitment and retention plan • Monitoring and evaluation plan with SMART objectives and instruments to measure change • Quality assurance plan (fidelity checklist to assess fidelity to core elements)
  • 17. An Inquiring Mind • Whether you perform operational research, implementation research, process monitoring, or process evaluation, maintain an inquiring mind and carry out activities to answer key implementation questions. • Remember: without proper implementation you reduce the potential for clients to achieve optimal outcomes.
  • 18. Summary Checklist Trained facilitators and other staff; e.g., outreach workers (client eligibility), supervisors (quality assurance) Implementation according to intervention protocol and core elements SMART process and outcome objectives – Recruitment of target population – Retention of target population – Changes in clients Financial oversight
  • 19. Knowing Where You’ve Been Can Help You Change Direction (when needed)
  • 20. “I haven't failed. I've just found 10,000 ways that won't work.” Thomas Edison
  • 21. For more information Marlene Glassman mug7@cdc.gov 404-639-1998