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Innovation: what’s that all about?


          James Kirwan
              jkirwan@glos.ac.uk


         PUREFOOD Winter School
                Barcelona

           20th November 2012
Central questions

1. How can we understand the relationship
   between innovation and paradigm change?
2. What are the purpose, role, and trigger(s) of
   social innovation?
3. How is innovation governed?
4. What are the roles of social context, networks,
   and trust in innovation?

                                                     2
Session outline

• What is an innovation?
• Transition pathways and systems innovation
• Innovation, EU agriculture and rural areas
• Responsible innovation
• Social innovation
• Concluding thoughts

                                               3
Diffusion of an innovation model
• Rogers defines an innovation as "an idea,
  practice, or object that is perceived as new by an
  individual or other unit of adoption".




                                                       4
Sustainability and innovation

• Tension between innovation and
  institutionalisation i.e. the sustainability of the
  innovation
• Innovation that is about sustainability
• Socio-technical transition theory
• Systems innovation and strategic niche
  management

                                                        5
6
Transition pathways

• Timing
• Nature of interaction
• Four ‘Transition Pathways’
• Multi-level perspective provides a global framing
• The ‘pathways’ are of ideal types



                                                      7
Paradigm change?
• First order, or incremental, innovation
• Second order, or radical, innovation




                                            8
Systems innovation

• Sociotechnical perspective
• Strategic niche management (SNM)
• Niche development crucial to break path-
  dependency and create new paths
• The paradox of SNM
• The MLP model has heuristic value, but in
  practice niche-regime distinctions are rarely so
  clear-cut, with blurred boundaries

                                                     9
Challenges for EU agriculture and
rural areas




                                    10
Challenges for EU agriculture and
rural areas




                                    11
Implications for rural activities
                  and resources

• EU agriculture must become much
  more resource-efficient

• The multifunctionality of rural spaces
  must be maintained and increased

• Ecosystem services need more
  attention and long-term planning
13
Sustainable intensification

“Achieving higher yields from the same
acreage without severely impacting the
environment requires a new way of
approaching food production - sustainable
intensification.” (Godfray et al 2010, p. 2776)




                                              14
Sustainable intensification

•Solutions from science and technology:
  –Crop improvement
  –Crop protection
  –Sustainable livestock farming
  –Mechanisation and engineering
  –Nanotechnologies



                                          15
How best to promote innovation?


Fostering and promoting a climate in which innovation
is encouraged:
• Stronger research-practice linkages
• Communities of learning: advice, training and
   information (awareness-raising)
• Boundaries, boundary objects and boundary brokers
• ‘Effective reformism’ (Klerkx, 2010)
• New networking and collaborative action
17
18
19
20
21
Responsible Innovation

• Uncertainty is a defining feature of innovation
• Unintended/unforeseen impacts and
  consequences
• Need for reflection on the purpose and motivations
  of science and innovation
• ‘Innovation’ as a non-linear, collective process that
  translates ideas into value

                                                     22
Responsible Innovation

• Uncertainty and ignorance: e.g. geo-engineering
• How should we proceed? Should we proceed at all?
  How is this decision reached?
• Get the science right first and think through the
  implications later?
• A ‘responsibility gap’.



                                                      23
Responsible Innovation

• Responsible innovation defined as ‘taking care of
  the future through collective stewardship of science
  and innovation in the present’.

• Responsible innovation needs to be:
   –   Anticipatory
   –   Reflective
   –   Inclusive
   –   Responsive

                                                   24
Responsible Innovation

• Stilgoe, J., Owen, R., Macnaghten, P., (2012) An
  Outline Framework for Responsible Innovation:
  Taking care of the future through collective
  stewardship of science and innovation in the
  present. A nine-month study supported by the
  Economic and Social Research Council (ESRC) and
  Engineering and Physical Sciences Research Council
  (EPSRC). .


                                                 25
Social Innovation - Context

• Evaluation of the Big Lottery funded Local Food
  programme.
• Giving voice to local food networks (LFNs).
• Moving beyond technocratic responses.
• Encompassing the social contribution of LFNs.
• Developing community capacity through
  grassroots social innovations.
                                                    26
Local Food programme

• £60 million programme.
• Launched in 2007.
• Distributes funds to more than 500 food related
  projects, ranging from small grants of £2000 up to
  £500,000 (‘Beacon’ projects).
• Aim: to make locally grown food accessible and
  affordable to local communities.
• Ongoing evaluation from November 2009-March
  2014.                                       27
Social Innovation
• Historically can be traced back to Max Weber.
• Socio-technical regimes.
• Distinctiveness of ‘social’ innovations.
   – ‘Innovation does not occur in the medium of technical
     artefact but at the level of social practice’.
   – Interaction is at the centre of any social innovation.

• Social innovations are effectively ‘acts of change’.

                                                              28
Social Innovation
• “Social innovation can be defined as mould-breaking ways
  of confronting unmet social need by creating new and
  sustainable capabilities, assets or opportunities for
  change” (Adams and Hess, 2008, page 3).



• A focus on asset building rather than needs.
• The community viewed as a social agent.
• Governance shift from centralised action to local
  action.
                                                         29
Grassroots Social Innovation
• Innovations associated with economic innovations and,
  in particular, technical efficiency.
• “Networks of activists and organisations generating
  novel bottom-up solutions” Seyfang and Smith (2007, p. 585).
• Two key goals:
   – To satisfy the needs of those people or communities who may
     in some way be disadvantaged (intrinsic benefits/simple niche).
   – An ideological commitment to develop alternatives to the
     mainstream hegemonic regime (diffusion ben./strategic niche) .

• Developing the capacities of communities to respond to
  locally identified problems.                        30
The five dimensions of social innovation
                         (adapted from Moulaert et al. (2005) and Adams and Hess (2008)




                                         2. Changes to social
1. The satisfaction of                    relations through                          3. Increasing socio-
    human needs                                process                              political capability and
                                                                                     access to resources




                                        Grassroots social
                                     innovations as a means
                                    of developing community
                                             capacity




4. Asset building at                                                                 5. The community as
 an individual and                                                                       a social agent
 community level
                                                                                                        31
Discussion of social innovation

• Conceptualising LFNs as grassroots social innovations
  extends understanding of their wider impacts.
• Enabled a reinterpretation of what is meant by the terms
  ‘accessible’ and ‘affordable’.
• Extended discussion beyond material benefits to
  incorporate social needs.
• Food as the pretext and vector for developing community
  capacity.

                                                             32
Discussion of social innovation


Social innovations as “new forms of civic involvement,
participation and democratisation... contributing to an
empowerment of disadvantaged groups and leading to
better citizen involvement which may, in turn, lead to a
  satisfaction of hitherto unsatisfied human needs”.
                Neumeier (2011, p. 53)



                                                           33
Concluding thoughts

• Social and technological innovations.
• To transform things for the better. E.g.
   – To transform farm-level knowledge and practices
   – To develop new businesses based upon sustainable
     resource management
   – To satisfy ‘unsatisfied human needs’
• New ways of working and developing policy
• New institutional arrangements

                                                        34

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Developing networks, innovation and markets - Local food

  • 1. Innovation: what’s that all about? James Kirwan jkirwan@glos.ac.uk PUREFOOD Winter School Barcelona 20th November 2012
  • 2. Central questions 1. How can we understand the relationship between innovation and paradigm change? 2. What are the purpose, role, and trigger(s) of social innovation? 3. How is innovation governed? 4. What are the roles of social context, networks, and trust in innovation? 2
  • 3. Session outline • What is an innovation? • Transition pathways and systems innovation • Innovation, EU agriculture and rural areas • Responsible innovation • Social innovation • Concluding thoughts 3
  • 4. Diffusion of an innovation model • Rogers defines an innovation as "an idea, practice, or object that is perceived as new by an individual or other unit of adoption". 4
  • 5. Sustainability and innovation • Tension between innovation and institutionalisation i.e. the sustainability of the innovation • Innovation that is about sustainability • Socio-technical transition theory • Systems innovation and strategic niche management 5
  • 6. 6
  • 7. Transition pathways • Timing • Nature of interaction • Four ‘Transition Pathways’ • Multi-level perspective provides a global framing • The ‘pathways’ are of ideal types 7
  • 8. Paradigm change? • First order, or incremental, innovation • Second order, or radical, innovation 8
  • 9. Systems innovation • Sociotechnical perspective • Strategic niche management (SNM) • Niche development crucial to break path- dependency and create new paths • The paradox of SNM • The MLP model has heuristic value, but in practice niche-regime distinctions are rarely so clear-cut, with blurred boundaries 9
  • 10. Challenges for EU agriculture and rural areas 10
  • 11. Challenges for EU agriculture and rural areas 11
  • 12. Implications for rural activities and resources • EU agriculture must become much more resource-efficient • The multifunctionality of rural spaces must be maintained and increased • Ecosystem services need more attention and long-term planning
  • 13. 13
  • 14. Sustainable intensification “Achieving higher yields from the same acreage without severely impacting the environment requires a new way of approaching food production - sustainable intensification.” (Godfray et al 2010, p. 2776) 14
  • 15. Sustainable intensification •Solutions from science and technology: –Crop improvement –Crop protection –Sustainable livestock farming –Mechanisation and engineering –Nanotechnologies 15
  • 16. How best to promote innovation? Fostering and promoting a climate in which innovation is encouraged: • Stronger research-practice linkages • Communities of learning: advice, training and information (awareness-raising) • Boundaries, boundary objects and boundary brokers • ‘Effective reformism’ (Klerkx, 2010) • New networking and collaborative action
  • 17. 17
  • 18. 18
  • 19. 19
  • 20. 20
  • 21. 21
  • 22. Responsible Innovation • Uncertainty is a defining feature of innovation • Unintended/unforeseen impacts and consequences • Need for reflection on the purpose and motivations of science and innovation • ‘Innovation’ as a non-linear, collective process that translates ideas into value 22
  • 23. Responsible Innovation • Uncertainty and ignorance: e.g. geo-engineering • How should we proceed? Should we proceed at all? How is this decision reached? • Get the science right first and think through the implications later? • A ‘responsibility gap’. 23
  • 24. Responsible Innovation • Responsible innovation defined as ‘taking care of the future through collective stewardship of science and innovation in the present’. • Responsible innovation needs to be: – Anticipatory – Reflective – Inclusive – Responsive 24
  • 25. Responsible Innovation • Stilgoe, J., Owen, R., Macnaghten, P., (2012) An Outline Framework for Responsible Innovation: Taking care of the future through collective stewardship of science and innovation in the present. A nine-month study supported by the Economic and Social Research Council (ESRC) and Engineering and Physical Sciences Research Council (EPSRC). . 25
  • 26. Social Innovation - Context • Evaluation of the Big Lottery funded Local Food programme. • Giving voice to local food networks (LFNs). • Moving beyond technocratic responses. • Encompassing the social contribution of LFNs. • Developing community capacity through grassroots social innovations. 26
  • 27. Local Food programme • £60 million programme. • Launched in 2007. • Distributes funds to more than 500 food related projects, ranging from small grants of £2000 up to £500,000 (‘Beacon’ projects). • Aim: to make locally grown food accessible and affordable to local communities. • Ongoing evaluation from November 2009-March 2014. 27
  • 28. Social Innovation • Historically can be traced back to Max Weber. • Socio-technical regimes. • Distinctiveness of ‘social’ innovations. – ‘Innovation does not occur in the medium of technical artefact but at the level of social practice’. – Interaction is at the centre of any social innovation. • Social innovations are effectively ‘acts of change’. 28
  • 29. Social Innovation • “Social innovation can be defined as mould-breaking ways of confronting unmet social need by creating new and sustainable capabilities, assets or opportunities for change” (Adams and Hess, 2008, page 3). • A focus on asset building rather than needs. • The community viewed as a social agent. • Governance shift from centralised action to local action. 29
  • 30. Grassroots Social Innovation • Innovations associated with economic innovations and, in particular, technical efficiency. • “Networks of activists and organisations generating novel bottom-up solutions” Seyfang and Smith (2007, p. 585). • Two key goals: – To satisfy the needs of those people or communities who may in some way be disadvantaged (intrinsic benefits/simple niche). – An ideological commitment to develop alternatives to the mainstream hegemonic regime (diffusion ben./strategic niche) . • Developing the capacities of communities to respond to locally identified problems. 30
  • 31. The five dimensions of social innovation (adapted from Moulaert et al. (2005) and Adams and Hess (2008) 2. Changes to social 1. The satisfaction of relations through 3. Increasing socio- human needs process political capability and access to resources Grassroots social innovations as a means of developing community capacity 4. Asset building at 5. The community as an individual and a social agent community level 31
  • 32. Discussion of social innovation • Conceptualising LFNs as grassroots social innovations extends understanding of their wider impacts. • Enabled a reinterpretation of what is meant by the terms ‘accessible’ and ‘affordable’. • Extended discussion beyond material benefits to incorporate social needs. • Food as the pretext and vector for developing community capacity. 32
  • 33. Discussion of social innovation Social innovations as “new forms of civic involvement, participation and democratisation... contributing to an empowerment of disadvantaged groups and leading to better citizen involvement which may, in turn, lead to a satisfaction of hitherto unsatisfied human needs”. Neumeier (2011, p. 53) 33
  • 34. Concluding thoughts • Social and technological innovations. • To transform things for the better. E.g. – To transform farm-level knowledge and practices – To develop new businesses based upon sustainable resource management – To satisfy ‘unsatisfied human needs’ • New ways of working and developing policy • New institutional arrangements 34