NICE Actimize launched its anti-money laundering cloud solution on AWS in response to the unique needs of Financial Services institutions. In this presentation, Marketing VP Joram Borenstein describes complex regulatory requirements and increasingly sophisticated means through which AML perpetrators are committing financial-based crimes. The AWS cloud has provided NICE Actimize’s solution with the agility to adapt to this ever evolving environment and protect organizations from suspicious activity.

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Joram Borenstein (CISSP, CISA)
VP Marketing at NICE Actimize
April 14, 2016
Trends in AML Compliance
The Need for Agility

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Dynamics of Change: The
Evolving AML Landscape

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Size Does NOT Matter
Heightened regulatory pressure for banks
exceeding $1B in assets
Cost of regulatory compliance is 2 ½ x
greater as share of expenses than larger
banks
Community bank consolidation increasing the
number of banks > $1B assets
$27B Assets
$500K Fine
$12B Assets
$500K Fine
$2B Assets
$1M Fine
$350M Assets
$8.2M Fine

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Regulatory Changes
New AML Typologies
Need for Agile Operations & Policies

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Your AML tools need to be …
… easy to use
… quick to adapt
… proven for compliance

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ACTIMIZE
CLOUD
ESSENTIALS
STORY

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Grow Actimize’s financial
crime cloud offerings to
address new markets
Bring Actimize’s
traditional products to a
low cost SaaS model

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The AML Process
Management Reporting & Audit
Multi-phased Analytics
Consolidated Alerts
Resolution
InteractiveLearning
Data Integration

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Real Difference with Superior, Proven Analytics
Scenario-Based Detection
Dynamic Anomaly Detection
User-Defined Scenarios
Robust &
Complete
Solution

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Why Build on AWS?
Accelerated GTM Speed
• Fast provisioning
• Global deployment
Fast Infrastructure
• Security protocols
• Optimized data management capabilities
• Identity and user management tools
• Monitoring

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Agility in the Cloud: Benefits
 Faster
 Lower cost
Onboarding
Operational Efficiency
Security & Stability
Scale
 Faster
 Lower cost
 Highly Availability
 Disaster Recovery
 GTM speed
 Cost savings
 Monitoring
 Secure infrastructure  HA & DR
 Grow with needs
 Data residency
 GTM speed
 Data residency
 Faster product adaption
Clients Actimize

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Remember!
Your AML tools need to be …
… easy to use
… quick to adapt
… proven for compliance

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NICE Actimize’s Financial Crime & Compliance Portfolio
Market Leader | 300+ Global Clients | 800+ employees | 5 Labs
• Transaction
Monitoring
• Customer Due
Diligence
• Sanctions &
Watch List
• FATCA
• Currency
Reporting
• Remote Banking
Fraud
• Commercial
Banking Fraud
• Private Banking
Fraud
• Deposit Fraud
• Employee Fraud
• Card Fraud
• Contact Center
Fraud Prevention
• Trade
Surveillance
• Communications
Surveillance
• Holistic
Surveillance
• Sales Practices &
Suitability
• Enterprise
Conflicts
Management

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About NICE Actimize: Awards
Recognized in Enterprise
Fraud Management Market
Impact Report (2014)
Leading Vendor in Trade
Surveillance and Monitoring
Impact Report (2015)
“Category Leader,” Financial Crime Management Systems for Enterprise
Fraud, Anti-Money Laundering and Transaction Monitoring, KYC and Client
Onboarding, and Watchlist
Monitoring (2014)
Best AML/Anti-Fraud Solution (2015)
Best Cutting-Edge Solution (2015)
FTF Gold Standard: NICE Actimize
Foreign Exchange Trade Surveillance
Named Best AML Compliance Solution Provider
Two Years in a Row (2014, 2015)
Cited for Holistic Surveillance,
Unmatched Voice Analytics in
GRC “Data Tsunami” Analyst
Report (2015)
“Top 20” Most Promising Enterprise
Risk Management Solution Provider
(2015)​
Positioned as leader in the
North American Large
Financial Institution (FI)
Market, Case Management
Report (2015)
Leading market surveillance compliance vendor in “Market Surveillance
Systems for the Sell Side and the Buy Side Slated for Growth” report
(2015)
“Top 20” Most Promising
Compliance Solution Provider
(2015)
Most Innovative Use of Technology
NICE Actimize (2015)
Best Trading Technology
Client Service NICE Systems (2015)

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“The regulatory bar continues to rise for
institutions of all sizes. FIs need solutions that
can help them effectively meet regulators’
demands, while at the same time effectively
managing their scarce IT and operational
resources. A robust hosted solution can help
on both fronts.”
source: Julie Conroy, Research Director at Aite Group

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Joram Borenstein (CISSP, CISA)
VP Marketing at NICE Actimize
Joram.Borenstein@niceactimize.com
@NICE_Actimize
Thank You!
Trends in AML Compliance