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Clinical Manifestations and Pathogenesis of
Obligately Intracellular Bacterial Tick-borne
             Diseases in the US
              DAVID H. WALKER, M.D.
   The Carmage and Martha Walls Distinguished University Chair in
                           Tropical Diseases
        Professor and Chairman, Department of Pathology
                        Executive Director,
      Center for Biodefense and Emerging Infectious Diseases
                University of Texas Medical Branch
Agents & Vectors of Tick-Borne Obligately
        Intracellular Bacterial Diseases in the US
               Agents                   Ticks                       Diseases
Rickettsia rickettsii       Dermacentor variabilis     Rocky Mountain spotted fever
                            D. andersoni
                            Rhipicephalus sanguineus
R. parkeri                  Amblyomma maculatum        Maculatum spotted fever
R. prowazekii               ? Amblyomma imitator       Typhus
R. massiliae                Rhipicephalus sanguineus   unnamed
R. philippi 364D            D. occidentalis            unnamed
R. amblyommii               A. americanum              unnamed
Ehrlichia chaffeensis       A. americanum              Human monocytotropic ehrlichiosis

E. ewingii                  A. americanum              Ewingii ehrlichiosis
E. muris-like agent         Ixodes scapularis          unnamed

Anaplasma phagocytophilum   I. scapularis              Human granulocytic anaplasmosis
Pathogenic Sequence of Events in
             Rickettsial Infections
Spread in the Body
• From portal of entry most likely via
  dermal lymphatic vessels to regional
  lymph node (e.g., R. slovaca, R. africae,
  R. sibirica strain mongolitimonae)
• Hematogenous spread to endothelium
  throughout the body
• Cell-to-cell spread of SFG rickettsiae
• No extravascular spread other than
  vascular smooth muscle (R. rickettsii)
  and occasional perivascular
  macrophage
Rickettsia rickettsii in
Human Vascular Endothelium
Pathophysiology of Rickettsial Diseases
          Increased vascular permeability

     Edema (life threatening in brain and lungs)

                 Low blood volume

                    Hypotension

          Decreased perfusion of organs

                  Organ dysfunction
    (e.g., acute renal failure: prerenal azotemia)
Increased Vascular Permeability in
 R. conorii-infected Mouse Retina
RMSF: Early Rash
Petechial Rash
Ischemic Necrosis of
Distal Digits 2º Severe
 Rickettsial Injury to
   Microcirculation
Non-occlusive Hemostatic Plug
Rash in Rocky Mountain Spotted Fever
                             %
             Occurrence      89-91
             Onset day 1     14
                  days 1-3   49
                  days 5-6   18-20

    Involvement of palms and soles: 36-82%
    Onset after day 5:              43%

    Petechiae in center of
    maculopapules:                   41-59%
    Appearance on or after day 6:    74%

    Cutaneous necrosis or peripheral gangrene: 4%
Rickettsia Infection of Microcirculation
RMSF: Non-cardiogenic Pulmonary Edema
Cerebral Perivascular Edema in
    Rickettsial Encephalitis
Neurological Manifestations of
     Rocky Mountain Spotted Fever
                                       %
Confusion                             28
Stupor or delirium                    21-26
Ataxia                                5-18
Coma                                  9-10
   in nonfatal cases                  6
   in fatal cases                     86
Seizures                              8
CSF pleocytosis                       34-38
CSF protein concentration increased   30-35
Lumbar puncture performed             48-60
Gastrointestinal Manifestations of Rocky
        Mountain Spotted Fever
Early course
   nausea and/or vomiting                         38-56%
   abdominal pain                                 30-34%
   diarrhea                                       9-20%
Abdominal tenderness                              8-42%
Guaiac positive stools or vomitus                 10%
Exploratory laparotomy for acute surgical
abdomen or massive g.i. hemorrhage: 14 patients
Potentially lethal g.i. lesions:
  ruptured appendix
  gangrenous gallbladder
Jaundice                                          8-9%
Factors in Severity of
        Rickettsial Illness
 Older age
 Male gender
 Glucose-6-phosphate dehydrogenase deficiency (and
  possibly other causes of hemolysis)
 Diabetes mellitus
 Alcoholism
 Sulfonamide treatment
 Probably other co-morbid conditions (e.g.,
  cardiovascular disease)
 IFN-γ SNP genetic polymorphism
Clinical Features of Rickettsia parkeri Rickettsiosis
                          R. parkeri                           R. parkeri
      Clinical          Rickettsiosis        Clinical
    Characteristic                                           Rickettsiosis
                         (n = 16) %        Characteristic
                                                              (n = 16) %
Fever                       100         Headache                  83
Inoculation eschar(s)
                                        Lymphadenopathy           25
 Any                         94
 Multiple                    17         Nausea or vomiting        8

Rash                                    Diarrhea                  0
 Any type                    88
                                        Coma, delirium, or        0
 Macules or papules          83
                                        seizure
 Petechiae                   17
                                        Hospitalization           33
 Vesicles or pustules        42
 On palms or soles           45         Death                     0
Rocky Mountain Spotted Fever
  United States, 1920 - 2008
Confirmed vs. Probable RMSF Cases,
             1992-2007 (NNDSS)
                  2000          100
                  1800          90
                  1600          80




                                      Percent of Cases that were
                  1400          70
Number of Cases




                                              Confirmed
                  1200          60                                 Confirmed
                  1000          50                                 Probable
                  800           40                                 Percent Confirmed

                  600           30
                  400           20
                  200           10
                    0           0
                       92
                       93
                       94
                       95
                       96
                       97
                       98
                       99
                       00
                       01
                       02
                       03
                       04
                       05
                       06
                       07
                    19
                    19
                    19
                    19
                    19
                    19
                    19
                    19
                    20
                    20
                    20
                    20
                    20
                    20
                    20
                    20

                         Year
RMSF Case Fatality Rate by Confirmed vs.
          Probable Case Status, 2000-2007 (CRFs)
               4.0%

               3.5%

               3.0%
Percent Died




               2.5%
                                                                              2000-2003
               2.0%
                                                                              2004-2007
               1.5%

               1.0%

               0.5%

               0.0%
                            CFRConf                         CFRProb
                      Case Fatality Rate among Confirmed and Probable Cases
High Level of Exposure to Lone Star Ticks is
Associated with a High Prevalence of Antibodies to
         Spotted Fever Group Rickettsiae
Evidence for Human Infection
  with Rickettsia amblyommii
• In a study of soldiers undergoing training in an
  environment with heavy exposure to R. amblyommii -
  infected lone star ticks, numerous seroconversions to
  SFG rickettsiae occurred.
• 56% of seroconversions were asymptomatic.
• Significantly more seroconverters than
  nonseroconverters reported fever, chills, headache,
  myalgia, rash, arthralgia, dyspnea, and confusion (odds
  ratio > 2).
Dengue Syndrome in Mexico




 Among 394 suspected cases of dengue fever, 25.1% had
         antibodies to typhus group rickettsiae
Rickettsia prowazekii Isolated from Ticks
               in Mexico




             Amblyomma imitator
                   female
Case Report of
  Rickettsia prowazekii Infection

 50 year old man from New Mexico
    Vacationed at Padre Island in May- early June 1999
    10 days later: fever, headache
    June 20: admitted to hospital with fever, stiff neck,
     photophobia, abdominal pain
    CSF: 30 cells/μl (60% lymphocytes, 40% PMNs)
     protein 58 mg/dl
Case Report of
    Rickettsia prowazekii Infection

    3 days later CSF: 46 cells/μl (73% PMNs),
     protein 73 mg/dl
    Typhus group Rickettsia IgG-IFA; 1:256 → 1:512
    Doxycycline → defervesence
    2 CSF samples 17kDa gene PCR:
     Rickettsia prowazekii DNA

                       Massung et al, Clinical Infectious Diseases 32:979-82, 2001
Human Anaplasmataceae Infections
      (human ehrlichioses)
Human monocytic ehrlichiosis (HME) -
  Ehrlichia chaffeensis
Human granulocytic anaplasmosis (HGA) -
  Anaplasma phagocytophilum
Ehrlichiosis “Ewingii” - caused by E.
  ewingii, genetically like E. chaffeensis,
  phenotypically like human anaplasmosis
Infection with E. muris-like agent in upper
   midwest US and Russia
Median Percentages of Monocytotropic Ehrlichiosis Patients
      with Specific Symptoms or Signs at Any Time
               during the Course of Illness
                             (n = 234-422)
           Symptom or Sign
                                   %

           Fever                  96
           Myalgia                68
           Headache               72
           Malaise                77
           Nausea                 57
           Vomiting               47
           Diarrhea               25
           Cough                  28
           Arthralgias            41
           Rash                   26
           Stiff Neck             21
           Confusion              20
Median Percentages of Monocytotropic Ehrlichiosis
Patients with Specific Abnormal Laboratory Findings
      at any Time during the Course of Illness

                                (n = 250-308)
    Laboratory Abnormality
                                      %
    Leukopenia                       60
    Thrombocytopenia                 79
    Anemia                           50
    Elevated serum aspartate         88
    transaminase
    Elevated serum creatinine        24
Hematologic and Hepatic Enzyme Changes in HME




Fishbein DB, Dawson JE, Robinson LE Human ehrlichiosis in the United States, 1985 to 1990 Ann Intern Med 120:736-43
Established Clinical Forms of
Human Monocytic Ehrlichiosis
• Rocky Mountain spotted fever or toxic shock
  syndrome-like multisystem disease
• Aseptic meningitis with multisystem disease
• ARDS with multisystem disease
• Overwhelming ehrlichial infection of severely
  immunocompromised patients
• Asymptomatic presence of antibodies reactive
  with E. chaffeensis ( ? stimulated by a less
  pathogenic agent, such as E. ewingii)
Compensatory Hemopoietic Hyperplasia
Hemophagocytosis
Granulomas: A Host Defense
Hepatic Cell Death
Diffuse Alveolar Damage
Meningoencephalitis
Overwhelming Ehrlichia chaffeensis
        in AIDS Patients
Fatal Toxic Shock-like Ehrlichiosis
 Severe hepatic apoptosis and necrosis
  mediated by CD8 T lymphocytes
 Loss of antigen-specific IFN-γ producing
  CD4+ lymphocytes associated with apoptosis
 Overproduction of TNF-α by CD8 T cells and
  IL-10 by nonadherent spleen cells
 A weak Th1 response (low IL-12)
Ehrlichia chaffeensis Seroprevalence Among Children in the
 Southeast and South-Central Regions of the United States
       (Arch Pediatr Adolesc Med. 2002;156:166-170)
Epidemiology and Ecology
         HGA – Anaplasma phagocytophilum
             ─ risk for disease increased with age, male gender
             ─ Incidence: Connecticut - 51 cases per 100,000 pop.
               Northwestern Wisconsin - 58 cases per 100,000 pop.
             ─ Seroprevalence: Northwestern Wisconsin, up to
               15% of tick- exposed Sweden, 15-20%

─ upper Midwest and northeast US, northern
  California, Europe
─ transmitted by Ixodes spp. nymphs and adults
─ reservoir white-footed mice
  (Peromyscus leucopus), deer
Median Percentages of Anaplasmosis Patients with Specific
Symptoms or Signs at Any Time during the Course of Illness
       Symptom or Sign            Granulocytotropic
                                  Anaplasmosis
                                  (n= 24-531)
       Fever                       100%
       Myalgia                     78%
       Headache                    89%
       Malaise                     97%
       Nausea                      44%
       Vomiting                    20%
       Diarrhea                    17%
       Cough                       20%
       Arthralgias                 56%
       Rash                         3%
       Stiff neck                  22%
       Confusion                   17%
Median Percentages of Anaplasmosis Patients with
Specific Abnormal Laboratory Findings at any Time
           during the Course of Illness
    Laboratory Abnormality      Granulocytotropic
                                Anaplasmosis
                                (n= 59-344)

    Leukopenia                   55%
    Thrombocytopenia             75%
    Anemia                       28%
    Elevated serum aspartate     83%
      transaminase
    Elevated serum creatinine    15%
Kinetics of leukocyte and platelet counts
and hemoglobin concentrations in HGA
HGA Complications
•   Septic or toxic shock-like syndrome
•   Coagulopathy
•   Atypical pneumonitis/Acute respiratory distress syndrome (ARDS)
•   Acute abdominal syndrome
•   Rhabdomyolysis
•   Myocarditis
•   Acute renal failure
•   Hemorrhage
•   Brachial plexopathy
•   Demyelinating polyneuropathy
•   Cranial nerve palsies
•   Opportunistic infections
•   Death ─ 0.5% case fatality rate
A. phagocytophilum-Induced
           Neutrophil Functional Alterations
      ACTIVATION                  DEACTIVATION
•   Degranulation           •   Respiratory burst
•   Inflammation            •   Apoptosis
•   Mobility                •   Endothelial cell adhesion
•   Production of           •   Transmigration
    – Proteases             •   Phagocytosis
    – Chemokines
                            •   Microbial killing
    – Chemotactic factors
Acknowledgements to Colleagues
Who Have Shared Slides Used in
      This Presentation

       J. Stephen Dumler
       Jennifer McQuiston
       Aaron Sanchez
       Sherif Zaki

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Clinical Manifestation and Pathogenesis of Obligately Intracellular Bacterial Tick-borne Diseases in the US

  • 1. Clinical Manifestations and Pathogenesis of Obligately Intracellular Bacterial Tick-borne Diseases in the US DAVID H. WALKER, M.D. The Carmage and Martha Walls Distinguished University Chair in Tropical Diseases Professor and Chairman, Department of Pathology Executive Director, Center for Biodefense and Emerging Infectious Diseases University of Texas Medical Branch
  • 2.
  • 3. Agents & Vectors of Tick-Borne Obligately Intracellular Bacterial Diseases in the US Agents Ticks Diseases Rickettsia rickettsii Dermacentor variabilis Rocky Mountain spotted fever D. andersoni Rhipicephalus sanguineus R. parkeri Amblyomma maculatum Maculatum spotted fever R. prowazekii ? Amblyomma imitator Typhus R. massiliae Rhipicephalus sanguineus unnamed R. philippi 364D D. occidentalis unnamed R. amblyommii A. americanum unnamed Ehrlichia chaffeensis A. americanum Human monocytotropic ehrlichiosis E. ewingii A. americanum Ewingii ehrlichiosis E. muris-like agent Ixodes scapularis unnamed Anaplasma phagocytophilum I. scapularis Human granulocytic anaplasmosis
  • 4. Pathogenic Sequence of Events in Rickettsial Infections Spread in the Body • From portal of entry most likely via dermal lymphatic vessels to regional lymph node (e.g., R. slovaca, R. africae, R. sibirica strain mongolitimonae) • Hematogenous spread to endothelium throughout the body • Cell-to-cell spread of SFG rickettsiae • No extravascular spread other than vascular smooth muscle (R. rickettsii) and occasional perivascular macrophage
  • 5. Rickettsia rickettsii in Human Vascular Endothelium
  • 6. Pathophysiology of Rickettsial Diseases Increased vascular permeability Edema (life threatening in brain and lungs) Low blood volume Hypotension Decreased perfusion of organs Organ dysfunction (e.g., acute renal failure: prerenal azotemia)
  • 7. Increased Vascular Permeability in R. conorii-infected Mouse Retina
  • 10. Ischemic Necrosis of Distal Digits 2º Severe Rickettsial Injury to Microcirculation
  • 12. Rash in Rocky Mountain Spotted Fever % Occurrence 89-91 Onset day 1 14 days 1-3 49 days 5-6 18-20 Involvement of palms and soles: 36-82% Onset after day 5: 43% Petechiae in center of maculopapules: 41-59% Appearance on or after day 6: 74% Cutaneous necrosis or peripheral gangrene: 4%
  • 13. Rickettsia Infection of Microcirculation
  • 15. Cerebral Perivascular Edema in Rickettsial Encephalitis
  • 16. Neurological Manifestations of Rocky Mountain Spotted Fever % Confusion 28 Stupor or delirium 21-26 Ataxia 5-18 Coma 9-10 in nonfatal cases 6 in fatal cases 86 Seizures 8 CSF pleocytosis 34-38 CSF protein concentration increased 30-35 Lumbar puncture performed 48-60
  • 17. Gastrointestinal Manifestations of Rocky Mountain Spotted Fever Early course nausea and/or vomiting 38-56% abdominal pain 30-34% diarrhea 9-20% Abdominal tenderness 8-42% Guaiac positive stools or vomitus 10% Exploratory laparotomy for acute surgical abdomen or massive g.i. hemorrhage: 14 patients Potentially lethal g.i. lesions: ruptured appendix gangrenous gallbladder Jaundice 8-9%
  • 18. Factors in Severity of Rickettsial Illness  Older age  Male gender  Glucose-6-phosphate dehydrogenase deficiency (and possibly other causes of hemolysis)  Diabetes mellitus  Alcoholism  Sulfonamide treatment  Probably other co-morbid conditions (e.g., cardiovascular disease)  IFN-γ SNP genetic polymorphism
  • 19. Clinical Features of Rickettsia parkeri Rickettsiosis R. parkeri R. parkeri Clinical Rickettsiosis Clinical Characteristic Rickettsiosis (n = 16) % Characteristic (n = 16) % Fever 100 Headache 83 Inoculation eschar(s) Lymphadenopathy 25 Any 94 Multiple 17 Nausea or vomiting 8 Rash Diarrhea 0 Any type 88 Coma, delirium, or 0 Macules or papules 83 seizure Petechiae 17 Hospitalization 33 Vesicles or pustules 42 On palms or soles 45 Death 0
  • 20. Rocky Mountain Spotted Fever United States, 1920 - 2008
  • 21. Confirmed vs. Probable RMSF Cases, 1992-2007 (NNDSS) 2000 100 1800 90 1600 80 Percent of Cases that were 1400 70 Number of Cases Confirmed 1200 60 Confirmed 1000 50 Probable 800 40 Percent Confirmed 600 30 400 20 200 10 0 0 92 93 94 95 96 97 98 99 00 01 02 03 04 05 06 07 19 19 19 19 19 19 19 19 20 20 20 20 20 20 20 20 Year
  • 22. RMSF Case Fatality Rate by Confirmed vs. Probable Case Status, 2000-2007 (CRFs) 4.0% 3.5% 3.0% Percent Died 2.5% 2000-2003 2.0% 2004-2007 1.5% 1.0% 0.5% 0.0% CFRConf CFRProb Case Fatality Rate among Confirmed and Probable Cases
  • 23. High Level of Exposure to Lone Star Ticks is Associated with a High Prevalence of Antibodies to Spotted Fever Group Rickettsiae
  • 24. Evidence for Human Infection with Rickettsia amblyommii • In a study of soldiers undergoing training in an environment with heavy exposure to R. amblyommii - infected lone star ticks, numerous seroconversions to SFG rickettsiae occurred. • 56% of seroconversions were asymptomatic. • Significantly more seroconverters than nonseroconverters reported fever, chills, headache, myalgia, rash, arthralgia, dyspnea, and confusion (odds ratio > 2).
  • 25. Dengue Syndrome in Mexico Among 394 suspected cases of dengue fever, 25.1% had antibodies to typhus group rickettsiae
  • 26. Rickettsia prowazekii Isolated from Ticks in Mexico Amblyomma imitator female
  • 27. Case Report of Rickettsia prowazekii Infection  50 year old man from New Mexico  Vacationed at Padre Island in May- early June 1999  10 days later: fever, headache  June 20: admitted to hospital with fever, stiff neck, photophobia, abdominal pain  CSF: 30 cells/μl (60% lymphocytes, 40% PMNs) protein 58 mg/dl
  • 28. Case Report of Rickettsia prowazekii Infection  3 days later CSF: 46 cells/μl (73% PMNs), protein 73 mg/dl  Typhus group Rickettsia IgG-IFA; 1:256 → 1:512  Doxycycline → defervesence  2 CSF samples 17kDa gene PCR: Rickettsia prowazekii DNA Massung et al, Clinical Infectious Diseases 32:979-82, 2001
  • 29. Human Anaplasmataceae Infections (human ehrlichioses) Human monocytic ehrlichiosis (HME) - Ehrlichia chaffeensis Human granulocytic anaplasmosis (HGA) - Anaplasma phagocytophilum Ehrlichiosis “Ewingii” - caused by E. ewingii, genetically like E. chaffeensis, phenotypically like human anaplasmosis Infection with E. muris-like agent in upper midwest US and Russia
  • 30. Median Percentages of Monocytotropic Ehrlichiosis Patients with Specific Symptoms or Signs at Any Time during the Course of Illness (n = 234-422) Symptom or Sign % Fever 96 Myalgia 68 Headache 72 Malaise 77 Nausea 57 Vomiting 47 Diarrhea 25 Cough 28 Arthralgias 41 Rash 26 Stiff Neck 21 Confusion 20
  • 31. Median Percentages of Monocytotropic Ehrlichiosis Patients with Specific Abnormal Laboratory Findings at any Time during the Course of Illness (n = 250-308) Laboratory Abnormality % Leukopenia 60 Thrombocytopenia 79 Anemia 50 Elevated serum aspartate 88 transaminase Elevated serum creatinine 24
  • 32. Hematologic and Hepatic Enzyme Changes in HME Fishbein DB, Dawson JE, Robinson LE Human ehrlichiosis in the United States, 1985 to 1990 Ann Intern Med 120:736-43
  • 33. Established Clinical Forms of Human Monocytic Ehrlichiosis • Rocky Mountain spotted fever or toxic shock syndrome-like multisystem disease • Aseptic meningitis with multisystem disease • ARDS with multisystem disease • Overwhelming ehrlichial infection of severely immunocompromised patients • Asymptomatic presence of antibodies reactive with E. chaffeensis ( ? stimulated by a less pathogenic agent, such as E. ewingii)
  • 41. Fatal Toxic Shock-like Ehrlichiosis  Severe hepatic apoptosis and necrosis mediated by CD8 T lymphocytes  Loss of antigen-specific IFN-γ producing CD4+ lymphocytes associated with apoptosis  Overproduction of TNF-α by CD8 T cells and IL-10 by nonadherent spleen cells  A weak Th1 response (low IL-12)
  • 42. Ehrlichia chaffeensis Seroprevalence Among Children in the Southeast and South-Central Regions of the United States (Arch Pediatr Adolesc Med. 2002;156:166-170)
  • 43. Epidemiology and Ecology HGA – Anaplasma phagocytophilum ─ risk for disease increased with age, male gender ─ Incidence: Connecticut - 51 cases per 100,000 pop. Northwestern Wisconsin - 58 cases per 100,000 pop. ─ Seroprevalence: Northwestern Wisconsin, up to 15% of tick- exposed Sweden, 15-20% ─ upper Midwest and northeast US, northern California, Europe ─ transmitted by Ixodes spp. nymphs and adults ─ reservoir white-footed mice (Peromyscus leucopus), deer
  • 44. Median Percentages of Anaplasmosis Patients with Specific Symptoms or Signs at Any Time during the Course of Illness Symptom or Sign Granulocytotropic Anaplasmosis (n= 24-531) Fever 100% Myalgia 78% Headache 89% Malaise 97% Nausea 44% Vomiting 20% Diarrhea 17% Cough 20% Arthralgias 56% Rash 3% Stiff neck 22% Confusion 17%
  • 45. Median Percentages of Anaplasmosis Patients with Specific Abnormal Laboratory Findings at any Time during the Course of Illness Laboratory Abnormality Granulocytotropic Anaplasmosis (n= 59-344) Leukopenia 55% Thrombocytopenia 75% Anemia 28% Elevated serum aspartate 83% transaminase Elevated serum creatinine 15%
  • 46. Kinetics of leukocyte and platelet counts and hemoglobin concentrations in HGA
  • 47. HGA Complications • Septic or toxic shock-like syndrome • Coagulopathy • Atypical pneumonitis/Acute respiratory distress syndrome (ARDS) • Acute abdominal syndrome • Rhabdomyolysis • Myocarditis • Acute renal failure • Hemorrhage • Brachial plexopathy • Demyelinating polyneuropathy • Cranial nerve palsies • Opportunistic infections • Death ─ 0.5% case fatality rate
  • 48. A. phagocytophilum-Induced Neutrophil Functional Alterations ACTIVATION DEACTIVATION • Degranulation • Respiratory burst • Inflammation • Apoptosis • Mobility • Endothelial cell adhesion • Production of • Transmigration – Proteases • Phagocytosis – Chemokines • Microbial killing – Chemotactic factors
  • 49. Acknowledgements to Colleagues Who Have Shared Slides Used in This Presentation J. Stephen Dumler Jennifer McQuiston Aaron Sanchez Sherif Zaki