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DR.VINCENT ONGUSO OEBA 
voeba@yahoo.co.ukor voeba@kefri.org 
Mobile: +254-720-475053 
+254-733-244911 
ROLE OF FORESTRY IN CLIMATE CHANGESustainable Forest Management, Mitigation and Adaptation & Initiativesto EncourageCommunities to Preserve Forests 
Executive climate change and carbon trading course 12-16th Nov 2012, KEFRI: Africa Carbon Exchange
1.0. Introduction 
Forests play a significant role in improving people’s livelihoods directly and indirectly through provision of: 
Wood and non-wood forest products. 
Importantly, they regulate climate change through carbon sequestration. 
They stabilize soil, treat waste, provide habitats, and offer opportunity for recreation. 
These benefits are on continuous decrease due to reduction of area under trees
Climate Change Phenomena 
11/16/2012
Introduction-Evidence of climate change 
Melting of Ice Indicators & Effect 
 Mt. Kenya lost 92% of its ice mass while 
Mt. Kilimanjaro lost 82% which comprises 
an important source of river streams and 
springs 
 There are changes in the ecosystem and 
loss of biodiversity, spread of infectious 
diseases such as malaria since increase of 
temperature favours the breeding of 
disease carrying insects, animals and 
microbes in the places they did not exist 
before. 
 More frequent and severe with time like La 
Nina of 1999-2001 
 Flooding-Budalangi, Nzoia 
 Severe socio-economic impact: loss of life, 
livestock, migration, poor yield 
11/16/2012
2.0. IMPACT OF CLIMATE CHANGE ON FORESTS
2.0. Global Impact of CC on Forest 
Climatefactor 
Cell level 
Organism level 
Species level 
Ecosystem level 
CO2 increase 
-Photosynthetic rate increase 
-Stomatalconductance 
reduction 
-Growth rate increase 
-Water use efficiency 
increase 
-Seed production increase 
-Decreased seed mortality 
-Increased recruitment 
Period for individuals to reach maturity 
-Changes in individual density? 
-Biomass production 
increase 
-Alteration in species 
competitiveness 
-Changes in species 
composition 
Temperature increase 
-Photosynthesis increase 
or decrease 
-Photosynthetic period can increase 
-Transpiration increase 
-Primary production 
positive or negative 
changes 
-Seed production changes 
Regeneration rate changes 
Possible increase in tree mortality. 
Negative consequences for 
species sensitive to temperature changes 
Alterations in species 
Competitiveness. 
Species’ composition 
Changes. 
Soil mineralization 
Increase. 
Rainfall regime 
changes 
Growth rate decrease 
Seed mortality rate 
increase 
Increase of mature individuals’ 
mortality rate 
Alternation in species 
competitiveness 
Species composition 
changes
Impact of Climate Change on Forests: Regional & National Perspectives 
Forest and climate interaction: Globally 
The climate is an important determinant of the geographical distribution, composition and productivity of forests, species populations and migration, the occurrence of pests and diseases and of forests regeneration. 
Forests expected to respond to changes in temperature and to increases /decreases in precipitation brought about on by climate change 
Changes in different climate variables would result in adjustments at different levels 
Projected impacts of CC: AfricaIn the case of Africa, changes induced by climate change are also likely to result in species rangeshifts, as well as in changes in tree productivity, adding stress to forest ecosystems.
ASIA 
Boreal forests in North Asia would move further north. A projected large increase in taiga is likely to displace tundra, while the northward movement of the tundra will in turn decrease polar deserts. 
Large populations of many other species could also be extirpated as a result of the synergistic effects of climatechange and habitat fragmentation. 
The areal coverage of broad-leaved Korean pine forests is projected to decrease by 20 to 35% with a significant northward shift. About 90% of the suitable habitat for a dominant forest species, beech tree, in Japan could disappear by the end of this century. 
The overall impact of climate change on the forest ecosystems of Pakistan could be negative. 
Increasing intensity and spread of forest fires in North and South-East Asia were largely related to rises in temperature and declines in precipitation in combination with increasing intensity of land uses. 
The uncertainty lies on whether the expected increase in temperature would beenough to trigger more frequent and severe fires despite the projected increase in precipitation. One study on the impacts of climate change on fires show that for an average temperature increase of 1°C, the duration of wild fire season in North Asia could increase by 30%, which could have varying adverse and beneficial impacts on biodiversity, forest structure and composition, outbreaks of pest and diseases, wildlife habitat quality and other key forest ecosystem functions.
National Perspective-Kenya 
Do we have any data on impact of CC on Forests in Kenya? 
We need to document evidence of climate of change on Kenyan forests. 
How do we start? 
What are the KEFRI strategies? 
Take home message on Impact of CC on Forests 
Any impact on the forests, in turn, could have profound implications for traditional livelihood, industry, biodiversity, soil and water resources, and hence, agricultural productivity. 
Moreover, these climate change induced effects would aggravate the existing stresses due to non- climate factors such as land use changes and the unsustainable exploitation of natural resources. 
Impact of changes in forest types due to climate change is expected to be larger on communities who depend on forests for livelihoods and subsistence. 
Communities who are more vulnerable due to their nature of livelihoods also face additional impacts due to their poor socioeconomic condition, low asset holdings and poor access to infrastructure
3.0. OPPORTUNITIES: Mitigation and Adaptation
Trees and Mitigation of climate change 
PHD DEFENCE KENYATTA UNIVERSITY 11/16/2012 
Illustration of various changes in forest cover, and corresponding emissions and 
removals of carbon
Forests/Woodlands of Eastern and Southern Africa – 
Mitigating Climate Change 
Ecosystem / Forest Type Average C Stock 
(t ha-1) 
Miombo Woodlands 60 
Coastal Forests (excluding mangroves) 95 
Evergreen Catchment Forests 195 
Mangrove Forests 180 
Non Marine Wetlands 50 
Acacia Savanna woodlands 30 
Source: Munishi 2010, Munishi et al 2011, Zahabu, 2006, Katoomba Group, 2009
Forests/Woodlands of Eastern and Southern Africa –Mitigating Climate Change 
Protection of existing forests –conserves the existing carbon stocks 
Afforestation, reforestation, and forest productivity improvements –to enhance existing carbon stocks 
Restoration of degraded lands by tree /shrub planting– enhances existing C stocks on land 
Substitution of fossil fuels by sustainably produced fuel-wood
Forests/Woodlands of Eastern and Southern Africa – Mitigating Climate Change 
Address the causes of deforestation and forest 
degradation: 
provide affordable and sustainable alternative energy sources gas, biogas and improved utilization of fuel-wood and bio-fuels 
avoid shifting cultivation through conservation tillage, use of fertilisers and manure, and agroforestry 
Small holder forestry to meet timber/other forest product demands 
Embark on better land use management through 
REDD+ policy
3.1. Climate Compatible Development 
What is climate compatible development? 
This is the development that minimisesthe harm caused by climate impacts, while maximisingthe many human development opportunities presented by low emissions, more resilient future 
Climate change and responses to it are changing patterns of: 
Innovation 
Trade 
Production 
Population distribution and 
Risk in complex ways 
This is creating new development landscape for policy makers, who need to nurture and sustain economic growth and social development in the face of multiple threats & uncertainties while also cutting emissions or keeping them low
Climate compatible development (CCD) goes one step further by asking policy makers to consider “triple win” strategies: low emissions; build resilience & promote development simultaneously.
CCD: A new development landscape 
CRD: Climate resilient Development 
Source: Improved from Climate & Development Knowledge Network 
Development Strategies: 
Aligns the challenges posed by CC: exploit opportunities of carbon mkt; demand for cleaner energy fuelsAdaptation strategies: take advantage of climate impact at all scales: create high levels of economic & livelihood diversity, promote skills, learning & innovation, reduce dependence on ecosystems services, reduce inequality, involve participation of stakeholders 
Mitigation Strategies: 
using less energy, generattingmore energy from low emissions, protecting carbon stores such as forests, encourage development of low emissions technologies & provide incentives to discourage high emissions investment 
Climate Compatible development 
Low carbon development 
CRD 
Co-benefits
Example of Pro-poor low emissions development in Guyana 
Guyana’s 2009 low carbon development strategy on payments for preserving its rainforest through REDD+ mechanism. The payment will be used to invest in : 
clean energy (hydropower), flooded-related adaptation & developing village economies including strengthening health & education 
In 2020: low carbon infrastructure, increase employment in low carbon sectors & secure new poverty reduction opportunities for forest dependent & indigenous communities 
Has benefited from strong domestic leadership, key bilateral financing relationship with Norway and support from World Bank’s Carbon Partnership Facility
Take Home Message 
To achieve climate compatible development, policy makers need to: 
Developnationalandsubnationalgovernancesystems,includinglegislative,institutionalarchitecture,regulatoryandaccountabilitymeasuresthatcantakeadvantageofcombiningeffortstoloweremissionsorkeepemissionslow,buildresilience,grow&develop 
Integratemeasurestobuildresilience&reduceriskintodevelopment&lowemissionswithstrategies 
Ensuretransitiontoresilientlowemissionsgrowthhavesignificantbenefitsforpoorpeople 
Acknowledgeandplanforthethreats&opportunitiesassociatedwithanewinternational,climaterelateddevelopmentlandscape
3.2. The Green Economy 
What is Green Economy (GE)? 
UNEP defines GE as one that results in improved human well being and social equity, while significantly reducing environmental risks and ecological scarcities. 
GE can be thought of as one which is low carbon, resource efficient and socially inclusive 
In GE, growth income should be driven by public and private investments that reduce carbon emissions & pollution, enhances energy & resource efficiency & prevent the loss of biodiversity & ecosystems services
Green Growth: Implications for Development PlanningLower GHG intensity 
Economic growth 
Human development & poverty reduction 
Enhanced Biodiversity & Ecosystem 
Climate change resilientTackling climate change 
Low-carbon growthGREEN GROWTH 
Valuing natural capitalStrengthening communities & habitats 
Equitable growth 
Regional Training Course on Mitigating Climate Change in Africa Through Social Forestry 24th Oct.to 25th Nov. 2011
Case study: Estimated returns from sale of wood & Carbon credits-Kenyan plantation forests 
Site 
Tree 
species 
Stand density ha-1 
Age (years) 
Income (Ksh) from AGB tCO2e ha-1 
Income (Ksh) from clearfelling m3ha- 1 
Kiambu 
C.lusitanica 
800 
8 
268,859 
323,694 
590 
14 
603,330 
775,773 
532 
24 
1,338,740 
1,821,856 
E.saligna 
1238 
7 
738,409 
947,738 
250 
10 
152,913 
185,515 
150 
12 
559,470 
581,266 
P.patula 
550 
6 
383,774 
420,315 
200 
10 
352,055 
358,023 
506 
13 
947,698 
966,042 
60 
32 
560,638 
636,229
Discourse on Carbon pricing 
Example: 
a 32 age Pinuspatulastand of 60 trees per ha at Kiambuhad an average DBH of 59 cm. This yielded an average cost of Ksh. 9,837 per tree at clearfellinghaving absorbed about 5.84 tCO2an equivalent of 182 kg of carbon dioxide per year. 
This implied that the minimum value a tree investor could get from carbon sale at unit cost of US $10 (Ksh.800) would be about Ksh.4,672 as compared to Ksh. 9,837 implying that the expected minimum cost of a carbon credit should be around US $21 (Ksh. 1,685) at this age of tree stand and site.
Enabling condition for GE 
Establish sound regulatory frame works 
Prioritizing government investment and spending in areas that stimulate the greening of economic sectors 
Limiting spending in areas that deplete natural capital 
Employing taxes and market based instruments to shift consumer preference and promote green investment & innovation 
Invest in capacity building and training 
Strengthening international governance
Financing the Green Economy 
This can be mobilized by smart public policy and innovative financing mechanisms 
Rapid growth of capital markets, growing green orientation of these markets, evolution of emerging market instruments such as carbon finance & micro finance & the green funds established are opening space foe large scale financing of a global green economic transformation.
UNDP and UNEP in support of national efforts to reduce deforestation and forest degradation and enhance forest carbon- stocks along with REDD+ mechanisms can provide an important vehicle to drive green economy. 
Donor pledges to REDD+ partnership, including UN REDD programme, REDD+ partnership, Forest Carbon Facility, the GEF and Forest investment programmeamong others amount to USD 5 billion through 2012. 
PES hold wider promises

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Role of Forestry in Climate Change

  • 1. DR.VINCENT ONGUSO OEBA voeba@yahoo.co.ukor voeba@kefri.org Mobile: +254-720-475053 +254-733-244911 ROLE OF FORESTRY IN CLIMATE CHANGESustainable Forest Management, Mitigation and Adaptation & Initiativesto EncourageCommunities to Preserve Forests Executive climate change and carbon trading course 12-16th Nov 2012, KEFRI: Africa Carbon Exchange
  • 2. 1.0. Introduction Forests play a significant role in improving people’s livelihoods directly and indirectly through provision of: Wood and non-wood forest products. Importantly, they regulate climate change through carbon sequestration. They stabilize soil, treat waste, provide habitats, and offer opportunity for recreation. These benefits are on continuous decrease due to reduction of area under trees
  • 4. Introduction-Evidence of climate change Melting of Ice Indicators & Effect  Mt. Kenya lost 92% of its ice mass while Mt. Kilimanjaro lost 82% which comprises an important source of river streams and springs  There are changes in the ecosystem and loss of biodiversity, spread of infectious diseases such as malaria since increase of temperature favours the breeding of disease carrying insects, animals and microbes in the places they did not exist before.  More frequent and severe with time like La Nina of 1999-2001  Flooding-Budalangi, Nzoia  Severe socio-economic impact: loss of life, livestock, migration, poor yield 11/16/2012
  • 5. 2.0. IMPACT OF CLIMATE CHANGE ON FORESTS
  • 6. 2.0. Global Impact of CC on Forest Climatefactor Cell level Organism level Species level Ecosystem level CO2 increase -Photosynthetic rate increase -Stomatalconductance reduction -Growth rate increase -Water use efficiency increase -Seed production increase -Decreased seed mortality -Increased recruitment Period for individuals to reach maturity -Changes in individual density? -Biomass production increase -Alteration in species competitiveness -Changes in species composition Temperature increase -Photosynthesis increase or decrease -Photosynthetic period can increase -Transpiration increase -Primary production positive or negative changes -Seed production changes Regeneration rate changes Possible increase in tree mortality. Negative consequences for species sensitive to temperature changes Alterations in species Competitiveness. Species’ composition Changes. Soil mineralization Increase. Rainfall regime changes Growth rate decrease Seed mortality rate increase Increase of mature individuals’ mortality rate Alternation in species competitiveness Species composition changes
  • 7. Impact of Climate Change on Forests: Regional & National Perspectives Forest and climate interaction: Globally The climate is an important determinant of the geographical distribution, composition and productivity of forests, species populations and migration, the occurrence of pests and diseases and of forests regeneration. Forests expected to respond to changes in temperature and to increases /decreases in precipitation brought about on by climate change Changes in different climate variables would result in adjustments at different levels Projected impacts of CC: AfricaIn the case of Africa, changes induced by climate change are also likely to result in species rangeshifts, as well as in changes in tree productivity, adding stress to forest ecosystems.
  • 8. ASIA Boreal forests in North Asia would move further north. A projected large increase in taiga is likely to displace tundra, while the northward movement of the tundra will in turn decrease polar deserts. Large populations of many other species could also be extirpated as a result of the synergistic effects of climatechange and habitat fragmentation. The areal coverage of broad-leaved Korean pine forests is projected to decrease by 20 to 35% with a significant northward shift. About 90% of the suitable habitat for a dominant forest species, beech tree, in Japan could disappear by the end of this century. The overall impact of climate change on the forest ecosystems of Pakistan could be negative. Increasing intensity and spread of forest fires in North and South-East Asia were largely related to rises in temperature and declines in precipitation in combination with increasing intensity of land uses. The uncertainty lies on whether the expected increase in temperature would beenough to trigger more frequent and severe fires despite the projected increase in precipitation. One study on the impacts of climate change on fires show that for an average temperature increase of 1°C, the duration of wild fire season in North Asia could increase by 30%, which could have varying adverse and beneficial impacts on biodiversity, forest structure and composition, outbreaks of pest and diseases, wildlife habitat quality and other key forest ecosystem functions.
  • 9. National Perspective-Kenya Do we have any data on impact of CC on Forests in Kenya? We need to document evidence of climate of change on Kenyan forests. How do we start? What are the KEFRI strategies? Take home message on Impact of CC on Forests Any impact on the forests, in turn, could have profound implications for traditional livelihood, industry, biodiversity, soil and water resources, and hence, agricultural productivity. Moreover, these climate change induced effects would aggravate the existing stresses due to non- climate factors such as land use changes and the unsustainable exploitation of natural resources. Impact of changes in forest types due to climate change is expected to be larger on communities who depend on forests for livelihoods and subsistence. Communities who are more vulnerable due to their nature of livelihoods also face additional impacts due to their poor socioeconomic condition, low asset holdings and poor access to infrastructure
  • 11. Trees and Mitigation of climate change PHD DEFENCE KENYATTA UNIVERSITY 11/16/2012 Illustration of various changes in forest cover, and corresponding emissions and removals of carbon
  • 12. Forests/Woodlands of Eastern and Southern Africa – Mitigating Climate Change Ecosystem / Forest Type Average C Stock (t ha-1) Miombo Woodlands 60 Coastal Forests (excluding mangroves) 95 Evergreen Catchment Forests 195 Mangrove Forests 180 Non Marine Wetlands 50 Acacia Savanna woodlands 30 Source: Munishi 2010, Munishi et al 2011, Zahabu, 2006, Katoomba Group, 2009
  • 13. Forests/Woodlands of Eastern and Southern Africa –Mitigating Climate Change Protection of existing forests –conserves the existing carbon stocks Afforestation, reforestation, and forest productivity improvements –to enhance existing carbon stocks Restoration of degraded lands by tree /shrub planting– enhances existing C stocks on land Substitution of fossil fuels by sustainably produced fuel-wood
  • 14. Forests/Woodlands of Eastern and Southern Africa – Mitigating Climate Change Address the causes of deforestation and forest degradation: provide affordable and sustainable alternative energy sources gas, biogas and improved utilization of fuel-wood and bio-fuels avoid shifting cultivation through conservation tillage, use of fertilisers and manure, and agroforestry Small holder forestry to meet timber/other forest product demands Embark on better land use management through REDD+ policy
  • 15. 3.1. Climate Compatible Development What is climate compatible development? This is the development that minimisesthe harm caused by climate impacts, while maximisingthe many human development opportunities presented by low emissions, more resilient future Climate change and responses to it are changing patterns of: Innovation Trade Production Population distribution and Risk in complex ways This is creating new development landscape for policy makers, who need to nurture and sustain economic growth and social development in the face of multiple threats & uncertainties while also cutting emissions or keeping them low
  • 16. Climate compatible development (CCD) goes one step further by asking policy makers to consider “triple win” strategies: low emissions; build resilience & promote development simultaneously.
  • 17. CCD: A new development landscape CRD: Climate resilient Development Source: Improved from Climate & Development Knowledge Network Development Strategies: Aligns the challenges posed by CC: exploit opportunities of carbon mkt; demand for cleaner energy fuelsAdaptation strategies: take advantage of climate impact at all scales: create high levels of economic & livelihood diversity, promote skills, learning & innovation, reduce dependence on ecosystems services, reduce inequality, involve participation of stakeholders Mitigation Strategies: using less energy, generattingmore energy from low emissions, protecting carbon stores such as forests, encourage development of low emissions technologies & provide incentives to discourage high emissions investment Climate Compatible development Low carbon development CRD Co-benefits
  • 18. Example of Pro-poor low emissions development in Guyana Guyana’s 2009 low carbon development strategy on payments for preserving its rainforest through REDD+ mechanism. The payment will be used to invest in : clean energy (hydropower), flooded-related adaptation & developing village economies including strengthening health & education In 2020: low carbon infrastructure, increase employment in low carbon sectors & secure new poverty reduction opportunities for forest dependent & indigenous communities Has benefited from strong domestic leadership, key bilateral financing relationship with Norway and support from World Bank’s Carbon Partnership Facility
  • 19. Take Home Message To achieve climate compatible development, policy makers need to: Developnationalandsubnationalgovernancesystems,includinglegislative,institutionalarchitecture,regulatoryandaccountabilitymeasuresthatcantakeadvantageofcombiningeffortstoloweremissionsorkeepemissionslow,buildresilience,grow&develop Integratemeasurestobuildresilience&reduceriskintodevelopment&lowemissionswithstrategies Ensuretransitiontoresilientlowemissionsgrowthhavesignificantbenefitsforpoorpeople Acknowledgeandplanforthethreats&opportunitiesassociatedwithanewinternational,climaterelateddevelopmentlandscape
  • 20. 3.2. The Green Economy What is Green Economy (GE)? UNEP defines GE as one that results in improved human well being and social equity, while significantly reducing environmental risks and ecological scarcities. GE can be thought of as one which is low carbon, resource efficient and socially inclusive In GE, growth income should be driven by public and private investments that reduce carbon emissions & pollution, enhances energy & resource efficiency & prevent the loss of biodiversity & ecosystems services
  • 21. Green Growth: Implications for Development PlanningLower GHG intensity Economic growth Human development & poverty reduction Enhanced Biodiversity & Ecosystem Climate change resilientTackling climate change Low-carbon growthGREEN GROWTH Valuing natural capitalStrengthening communities & habitats Equitable growth Regional Training Course on Mitigating Climate Change in Africa Through Social Forestry 24th Oct.to 25th Nov. 2011
  • 22. Case study: Estimated returns from sale of wood & Carbon credits-Kenyan plantation forests Site Tree species Stand density ha-1 Age (years) Income (Ksh) from AGB tCO2e ha-1 Income (Ksh) from clearfelling m3ha- 1 Kiambu C.lusitanica 800 8 268,859 323,694 590 14 603,330 775,773 532 24 1,338,740 1,821,856 E.saligna 1238 7 738,409 947,738 250 10 152,913 185,515 150 12 559,470 581,266 P.patula 550 6 383,774 420,315 200 10 352,055 358,023 506 13 947,698 966,042 60 32 560,638 636,229
  • 23. Discourse on Carbon pricing Example: a 32 age Pinuspatulastand of 60 trees per ha at Kiambuhad an average DBH of 59 cm. This yielded an average cost of Ksh. 9,837 per tree at clearfellinghaving absorbed about 5.84 tCO2an equivalent of 182 kg of carbon dioxide per year. This implied that the minimum value a tree investor could get from carbon sale at unit cost of US $10 (Ksh.800) would be about Ksh.4,672 as compared to Ksh. 9,837 implying that the expected minimum cost of a carbon credit should be around US $21 (Ksh. 1,685) at this age of tree stand and site.
  • 24. Enabling condition for GE Establish sound regulatory frame works Prioritizing government investment and spending in areas that stimulate the greening of economic sectors Limiting spending in areas that deplete natural capital Employing taxes and market based instruments to shift consumer preference and promote green investment & innovation Invest in capacity building and training Strengthening international governance
  • 25. Financing the Green Economy This can be mobilized by smart public policy and innovative financing mechanisms Rapid growth of capital markets, growing green orientation of these markets, evolution of emerging market instruments such as carbon finance & micro finance & the green funds established are opening space foe large scale financing of a global green economic transformation.
  • 26. UNDP and UNEP in support of national efforts to reduce deforestation and forest degradation and enhance forest carbon- stocks along with REDD+ mechanisms can provide an important vehicle to drive green economy. Donor pledges to REDD+ partnership, including UN REDD programme, REDD+ partnership, Forest Carbon Facility, the GEF and Forest investment programmeamong others amount to USD 5 billion through 2012. PES hold wider promises