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Non-discrete
   effects in language,

            or the Critique
                of Pure Reason 2

               Andrej A. Kibrik
         (Institute of Linguistics RAN and
       Lomonosov Moscow State University)
                aakibrik@gmail.com



                                        1
The problem

 We tend to think about language as a
  system of discrete elements (phonemes,
  morphemes, words, sentences)
 But this view does not survive an
  encounter with reality




                                 2
Simple example:
morpheme fusion

 детский
 det-sk-ij ‘children’s, childish’
 Root-Suffix-Ending
 [deckij]
   suffix
 deck-ij
 root
                                    3
Similar exampes abound on
all lingustic levels

 Phonemes: coarticulation
    cat      keep       cool
 Words: clitics
    iz mašiny ‘from the car’
    iz ... mašiny ‘from ... the car’
    iz taksi [is taksi] ‘from the taxi’
 Clauses: parcellation
    I’ll come, in a minute
 These are primarily syntagmatic examples: non-
  discrete boundaries between linearly arranged
  units
                                           4
Paradigmatics
 The same problem applies to paradigmatic
    boundaries, that is boundaries between classes,
    types, or categories in an inventory
   Questionable phonemes
     Russian        жюри žjuri ‘jury’ жури žuri ‘rebuke’
                                     cf.
                     [ž’ur’i]
      even though supposedly there is no palatalized [ž’] in
      Russian (in this position)
 Questionable words and clauses
     I want [to go]
         particle infinitival clause
     I wan[na go] ??
                                               5
Semantics

 X said smth (Zaliznjak 2006: 186)
    ‘X uttered a sequence of sounds’
    ‘X meant smth’
    ‘X expressed his belief in smth’
    ‘X wanted Y to know smth’
    ‘X wanted Y to perform smth’
  .................
 Some of these meanings are shared
  by X told smth, but some are not
                                        6
Diachronic change

 Russian писать pisat’      ‘write’
 Funny slangish use:
     popisal nozhom ‘cut/slashed someone with a knife’,
      lit. ‘wrote with a knife’
 One of the Indo-European etymologies of the
    root pis- is ‘create image by cutting’
   Apparently the ancient meaning of the root,
    several millennia old, is still present in a
    marginal usage of the modern verb
                                             7
Language contact

 The Baltic language Prussian,
    spoken in this area until the 16th –
    17th century
   Vladimir N. Toporov
     In the existing texts Prussian syntax is
      almost fully copied from German
      (Luther’s Catechism)
     In the 18th century, when Prussian was
      extinct, German-speaking peasants of
      the area used many Prussian words

                                                 8
Intermediate conclusion

 Language simultaneously
   longs for discrete, segmented structure
   tries to avoid it
 Non-discrete effects permeate every
  single aspect of language
 This problem is in the core of theoretical
  debates about language

                                       9
Possible reactions
  “Digital” linguistics (de Saussure, Bloomfield,
    Chomsky...):                               the
             ignore non-discrete        discreteness
                                            delusion
              phenomena or dismiss them appeal of scientific
              as minor                   rigor but extreme
             Ferdinand de Saussure:        reductionism
               language only consists
                                                  a bit too
               of identities and differences   simple-minded
 More inclusive (“analog”) linguistics:
  often a mere statement of continuous boundaries and
                                          10
  countless intermediate/borderline cases
Cognitive science
 Rosch: prototype theory
 Lakoff: radial categories
  D                   A is the prototypical
                       phoneme/word/clause/ meaning...
               C
   A                  B, C, and D are less prototypical
                       representatives
       B

 We still need a theory for:
   boundaries between related categories
   boundaries in the syntagmatic structure
                                         11
My main suggestion
 In the case of language we see the structure
    that combines the properties of discrete and
    non-discrete: focal structure
   Focal phenomena are simultaneously distinct
    and related
   Focal structure is a special kind of structure
    found in linguistic phenomena, alternative to the
    discrete structure
   It is the hallmark of linguistic and, possibly,
    cognitive phenomena, in constrast to simpler
    kinds of matter
                                          12
Various kinds of structures

                1                           2
                     discrete structure

                1   continuous structure
                            ▐               2


                      focal structure
focal point 1               ▐                   focal point 2


                                           13
Still more realistic: amoeba
structure




                         14
Examples

Syntagm.     det            sk
Paradigm.    said           told
Diachr.      *pis-          pis-
Lg.contact   Prussian       German
etc., etc.



   focal point 1        ▐        focal point 2


                            15
Peripheral status of non-discrete
phenomena

  Where does it stem from?
  Objective properties of language?
 I don’t think so
  Or, perhaps, properties of the observing
   human mind?
  This directly relates to one of the key
   issues in The Critique of Pure Reason

                                    16
Kant’s puzzle
   The role of observer, or cognizer, crucially
    affects the knowledge of the world
   “The schematicism by which our understanding deals with the
    phenomenal world ... is a skill so deeply hidden in the human
    soul that we shall hardly guess the secret trick that Nature
    here employs.”
   NB: Standards of scientific thought have developed on the
    basis of physical, rather than cognitive, reality
   Physical reality is much more prone to the discrete approach
   Compared to physical world, in the case of language and
    other cognitive processes Kant’s problem is much more acute
      because mind here functions both as an observer and an
       object of observation, so making the distinction between
       the two is difficult
                                                      17
Recapitulation:
A paradoxical state of affairs

 Science is based on categorization (Aristotelian,
    “rationality”, “left-hemispheric”, etc.)
   The scientific approach is inherently biased to
    noticing only the fitting phenomena
   It is like eyeglasses filtering out a part of reality
   Addressing another part of it is perceived as
    pseudo-science, or quasi-science at best
   Language is unknowable, a Ding an sich?

                                              18
What to do?

 We need to develop a more embracing
 linguistics and cognitive science that
 address non-discrete phenomena:
   not as exceptions or periphery of language
    and cognition
   but rather as their core
 Can we outwit our mind?
 Several avenues towards this goal

                                      19
1. Start with prosody
 Prosody is the aspect of sound code
    that is obviously non-discrete
   Example: Sandro V. Kodzasov’s
    analysis of formal quantity
    iconically depicting mental quantity
   It was lo-ong ago. Oh, tha-at’s the reason.
   He just left. That’s clear.
   Develop new approaches on the basis of prosody,
    then apply them to traditional, “segmental”
    language

                                        20
2. Explore gesticulation
   In addition to sound code, there is a visual code:
    gesticulation and generally “body language”
   Michael Tomasello: in order to “understand how
    humans communicate with one another using a
    language <…> we must first understand how
    humans communicate with one another using natural gestures”
     Simultaneously: iconic gestures and pointing gestures




Когда он ехал по дорóге, он поравнялся с дéвочкой,
                                               21
(From the materials of Julia Nikolaeva)
3. Employ mathematics appropriate
    for the “cognitive matter”
   Methodological point
   1960s: a fashion of “mathematical methods” in linguistics
   This did not bring much fruit, primarily because of the non-
    discreteness effects
   Time for another attempt of bringing in more useful kinds of
    mathematics
   Ongoing project: study of non-categorical referential choice
   When we mention a person/object, we choose from a set of
    options, such as a proper name (Kant), a common name (the
    philosopher), or a reduced form (he)
   This choice is not always deterministic: sometimes both Kant
    and he are appropriate
   Probabilistic modelling and machine learning techniques used
    to simulate human behavior in non-categorical situations
                                                   22
Conclusion
   Just as we invoke scientific thinking, we tend to immediately
    turn to discrete analysis
   This is why discrete linguistics is so popular, in spite of the
    omnipresence and obviousness of non-discrete effects
   This may be our inherent bias, or a habit developed in
    natural sciences, or a cultural preference
   But in the case of language and other cognitive processes
    we do see the limits of the traditional discrete approach
   It remains an open question if cognitive scientists are able to
    eventually overcome the strong bias towards “pure reason”
    and discrete analysis, or language will remain a Ding an sich
   But it is worth trying to circumvent this bias and to seriously
    explore the focal, non-discrete structure that is in the very
    core of language and cognition
                                                    23
The reason why this talk was so
philosophical must be due to Kant’s Geist




                                             24
    Immanuel Kant, lecturing to Russian officers

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Cogsci 2012 kibrik discreteness

  • 1. Non-discrete effects in language, or the Critique of Pure Reason 2 Andrej A. Kibrik (Institute of Linguistics RAN and Lomonosov Moscow State University) aakibrik@gmail.com 1
  • 2. The problem  We tend to think about language as a system of discrete elements (phonemes, morphemes, words, sentences)  But this view does not survive an encounter with reality 2
  • 3. Simple example: morpheme fusion  детский det-sk-ij ‘children’s, childish’ Root-Suffix-Ending [deckij] suffix deck-ij root 3
  • 4. Similar exampes abound on all lingustic levels  Phonemes: coarticulation  cat keep cool  Words: clitics  iz mašiny ‘from the car’  iz ... mašiny ‘from ... the car’  iz taksi [is taksi] ‘from the taxi’  Clauses: parcellation  I’ll come, in a minute  These are primarily syntagmatic examples: non- discrete boundaries between linearly arranged units 4
  • 5. Paradigmatics  The same problem applies to paradigmatic boundaries, that is boundaries between classes, types, or categories in an inventory  Questionable phonemes  Russian жюри žjuri ‘jury’ жури žuri ‘rebuke’ cf. [ž’ur’i] even though supposedly there is no palatalized [ž’] in Russian (in this position)  Questionable words and clauses  I want [to go] particle infinitival clause  I wan[na go] ?? 5
  • 6. Semantics  X said smth (Zaliznjak 2006: 186)  ‘X uttered a sequence of sounds’  ‘X meant smth’  ‘X expressed his belief in smth’  ‘X wanted Y to know smth’  ‘X wanted Y to perform smth’ .................  Some of these meanings are shared by X told smth, but some are not 6
  • 7. Diachronic change  Russian писать pisat’ ‘write’  Funny slangish use:  popisal nozhom ‘cut/slashed someone with a knife’, lit. ‘wrote with a knife’  One of the Indo-European etymologies of the root pis- is ‘create image by cutting’  Apparently the ancient meaning of the root, several millennia old, is still present in a marginal usage of the modern verb 7
  • 8. Language contact  The Baltic language Prussian, spoken in this area until the 16th – 17th century  Vladimir N. Toporov  In the existing texts Prussian syntax is almost fully copied from German (Luther’s Catechism)  In the 18th century, when Prussian was extinct, German-speaking peasants of the area used many Prussian words 8
  • 9. Intermediate conclusion  Language simultaneously  longs for discrete, segmented structure  tries to avoid it  Non-discrete effects permeate every single aspect of language  This problem is in the core of theoretical debates about language 9
  • 10. Possible reactions  “Digital” linguistics (de Saussure, Bloomfield, Chomsky...): the  ignore non-discrete discreteness delusion phenomena or dismiss them appeal of scientific as minor rigor but extreme  Ferdinand de Saussure: reductionism language only consists a bit too of identities and differences simple-minded  More inclusive (“analog”) linguistics: often a mere statement of continuous boundaries and 10 countless intermediate/borderline cases
  • 11. Cognitive science  Rosch: prototype theory  Lakoff: radial categories D  A is the prototypical phoneme/word/clause/ meaning... C A  B, C, and D are less prototypical representatives B  We still need a theory for:  boundaries between related categories  boundaries in the syntagmatic structure 11
  • 12. My main suggestion  In the case of language we see the structure that combines the properties of discrete and non-discrete: focal structure  Focal phenomena are simultaneously distinct and related  Focal structure is a special kind of structure found in linguistic phenomena, alternative to the discrete structure  It is the hallmark of linguistic and, possibly, cognitive phenomena, in constrast to simpler kinds of matter 12
  • 13. Various kinds of structures 1 2 discrete structure 1 continuous structure ▐ 2 focal structure focal point 1 ▐ focal point 2 13
  • 14. Still more realistic: amoeba structure 14
  • 15. Examples Syntagm. det sk Paradigm. said told Diachr. *pis- pis- Lg.contact Prussian German etc., etc. focal point 1 ▐ focal point 2 15
  • 16. Peripheral status of non-discrete phenomena  Where does it stem from?  Objective properties of language? I don’t think so  Or, perhaps, properties of the observing human mind?  This directly relates to one of the key issues in The Critique of Pure Reason 16
  • 17. Kant’s puzzle  The role of observer, or cognizer, crucially affects the knowledge of the world  “The schematicism by which our understanding deals with the phenomenal world ... is a skill so deeply hidden in the human soul that we shall hardly guess the secret trick that Nature here employs.”  NB: Standards of scientific thought have developed on the basis of physical, rather than cognitive, reality  Physical reality is much more prone to the discrete approach  Compared to physical world, in the case of language and other cognitive processes Kant’s problem is much more acute  because mind here functions both as an observer and an object of observation, so making the distinction between the two is difficult 17
  • 18. Recapitulation: A paradoxical state of affairs  Science is based on categorization (Aristotelian, “rationality”, “left-hemispheric”, etc.)  The scientific approach is inherently biased to noticing only the fitting phenomena  It is like eyeglasses filtering out a part of reality  Addressing another part of it is perceived as pseudo-science, or quasi-science at best  Language is unknowable, a Ding an sich? 18
  • 19. What to do?  We need to develop a more embracing linguistics and cognitive science that address non-discrete phenomena:  not as exceptions or periphery of language and cognition  but rather as their core  Can we outwit our mind?  Several avenues towards this goal 19
  • 20. 1. Start with prosody  Prosody is the aspect of sound code that is obviously non-discrete  Example: Sandro V. Kodzasov’s analysis of formal quantity iconically depicting mental quantity  It was lo-ong ago. Oh, tha-at’s the reason.  He just left. That’s clear.  Develop new approaches on the basis of prosody, then apply them to traditional, “segmental” language 20
  • 21. 2. Explore gesticulation  In addition to sound code, there is a visual code: gesticulation and generally “body language”  Michael Tomasello: in order to “understand how humans communicate with one another using a language <…> we must first understand how humans communicate with one another using natural gestures” Simultaneously: iconic gestures and pointing gestures Когда он ехал по дорóге, он поравнялся с дéвочкой, 21 (From the materials of Julia Nikolaeva)
  • 22. 3. Employ mathematics appropriate for the “cognitive matter”  Methodological point  1960s: a fashion of “mathematical methods” in linguistics  This did not bring much fruit, primarily because of the non- discreteness effects  Time for another attempt of bringing in more useful kinds of mathematics  Ongoing project: study of non-categorical referential choice  When we mention a person/object, we choose from a set of options, such as a proper name (Kant), a common name (the philosopher), or a reduced form (he)  This choice is not always deterministic: sometimes both Kant and he are appropriate  Probabilistic modelling and machine learning techniques used to simulate human behavior in non-categorical situations 22
  • 23. Conclusion  Just as we invoke scientific thinking, we tend to immediately turn to discrete analysis  This is why discrete linguistics is so popular, in spite of the omnipresence and obviousness of non-discrete effects  This may be our inherent bias, or a habit developed in natural sciences, or a cultural preference  But in the case of language and other cognitive processes we do see the limits of the traditional discrete approach  It remains an open question if cognitive scientists are able to eventually overcome the strong bias towards “pure reason” and discrete analysis, or language will remain a Ding an sich  But it is worth trying to circumvent this bias and to seriously explore the focal, non-discrete structure that is in the very core of language and cognition 23
  • 24. The reason why this talk was so philosophical must be due to Kant’s Geist 24 Immanuel Kant, lecturing to Russian officers

Editor's Notes

  1. buldges swellings
  2. buldges swellings Detailed research program developing this approach is beyond the capacity of this paper
  3. По-моему философия должна быть скупою приправой к искусству и жизни. Заниматься ею одною так же странно, как есть один хрен.